A
legend (
Latin,
legenda, "things to be read") is a
narrative of human actions that are perceived both
by teller and listeners to take place within human history and to
possess certain qualities that give the tale
verisimilitude. Legend, for its
active and passive participants includes no happenings that are
outside the realm of "possibility", defined by a highly flexible
set of parameters, which may include
miracles that are perceived as actually having
happened, within the specific tradition of
indoctrination where the legend arises, and
within which it may be transformed over time, in order to keep it
fresh and vital, and
realistic. The
Brothers Grimm defined legend as
folktale historically grounded.A modern
folklorist's professional definition of
legend was proposed by Timothy R. Tangherlini in
1990:
Legend, typically, is a short (mono-) episodic,
traditional, highly ecotypified historicized narrative performed in
a conversational mode, reflecting on a psychological level a
symbolic representation of folk belief and collective experiences
and serving as a reaffirmation of commonly held values of the group
to whose tradition it belongs."
Etymology and origin
Before the invention of the
printing
press, stories were passed on via
oral
tradition.
Storytellers learned
their stock in trade: their stories, typically received from an
older storyteller, who might, though more likely not, have claimed
to have actually known a witness, rendered the narrative as
"history". Legend is distinguished from the
genre of
chronicle by the
fact that legends apply structures that reveal a moral definition
to events, providing meaning that lifts them above the repetitions
and constraints of average human lives and giving them a
universality that makes them worth repeating through many
generations. In German-speaking and northern European countries,
"legend", which involves Christian origins, is distinguished from
"
Saga", being from any other (usually, but not
necessarily older) origin.
The modern characterisation of what may be termed a "legend" may be
said to begin in 1865 with
Jacob Grimm's
observation, "The
fairy tale is poetic,
legend, historic." Early scholars like
Karl Wehrhahn Friedrich Ranke and
Will-Erich Peukert followed Grimm's
example in focussing solely on the literary narrative, an approach
that was enriched particularly after the 1960s by addressing
questions of performance and the anthropological and psychological
insights provided in considering legends' social context. Questions
of categorizing legends, in hopes of compiling a content-based
series of categories on the line of the
Aarne-Thompson folktale index provoked a
search for a broader new synthesis.
In an early attempt at defining some basic questions operative in
examining folk tales,
Friedrich
Ranke in 1925 characterised the folk legend as "a popular
narrative with an objectively untrue imaginary content" a
dismissive position that was subsequently largely abandoned.
Compared to the highly-structured folktale, legend is comparatively
formless, Helmut de Boor noted in 1928. The narrative content of
legend is in realistic mode, rather than the wry irony of folktale;
Wilhelm Heiske remarked on the similarity of motifs in legend and
folktale and concluded that, in spite of its realistic mode, legend
is not more historical than folktale.
Legend is often considered in connection with
rumour, also believable and concentrating on a single
episode. Ernst Bernheim suggested that legend is simply the
survival of rumour.
Gordon Allport
credited the staying-power of certain rumours to the persistent
cultural state-of-mind that they embody and capsulise; thus
"
Urban legends" are a feature of
rumour. When Willian Jansen suggested that legends that disappear
quickly were "short-term legends" and the persistent ones be termed
"long-term legends", the distinction between legend and rumour was
effectively obliterated, Tangherlini concluded.
Related concepts
Legends are tales that, because of the tie to a historical event or
location, are believable, although not necessarily believed. For
the purpose of the study of legends, in the academic discipline of
folkloristics, the truth value of
legends is irrelevant because, whether the story told is true or
not, the fact that the story is being told at all allows scholars
to use it as commentary upon the cultures that produce or circulate
the legends.
Hippolyte Delehaye, (in his
Preface to
The Legends of the Saints: An Introduction to
Hagiography, 1907) distinguished legend from
myth: "The
legend, on the other hand,
has, of necessity, some historical or topographical connection. It
refers imaginary events to some real personage, or it localizes
romantic stories in some definite spot."
From the moment a legend is retold as fiction its authentic
legendary qualities begin to fade and recede: in
The Legend of Sleepy
Hollow,
Washington Irving
transformed a local Hudson River Valley legend into a literary
anecdote with
"Gothic" overtones, which
actually tended to diminish its character as genuine legend.
Stories that exceed these boundaries of "
realism" are called "
fables". For example, the
talking animal formula of
Aesop identifies his brief stories as fables, not
legends. The parable of the
Prodigal
Son would be a legend if it were told as having actually
happened to a specific son of a historical father. If it included
an
ass that gave sage advice to the Prodigal
Son it would be a fable.
Legend may be transmitted orally, passed on person-to-person, or,
in the original sense, through written text.
Jacob de Voragine's
Legenda Aurea
or "The Golden Legend" comprises a series of
vitae or
instructive biographical narratives, tied to the
liturgical calendar of the
Roman Catholic Church. They are
presented as lives of the saints, but the profusion of miraculous
happenings and above all their uncritical context are
characteristics of
hagiography. The
Legenda was intended to inspire extemporized homilies and
sermons appropriate to the
saint of the
day.
Some famous legends
References
- Norbert Krapf, Beneath the Cherry Sapling: Legends from
Franconia (New York: Fordham University Press) 1988, devotes
his opening section to distinguishing the genre of legend from other narrative forms, such
as fairy tale; he
"reiterates the Grimms' definition of legend as a folktale
historically grounded", according to Hans Sebald's review in
German Studies Review 13.2 (May 1990), p
312.
- Tangherlini, "'It Happened Not Too Far from Here...': A Survey
of Legend Theory and Characterization" Western Folklore
49.4 (October 1990:371-390) p. 85.
- That is to say, specifically located in place and time.
- "Das Märchen ist poetischer, die Sage, historischer";
quoted at the commencement of Tangherlini's survey of legend
scholarship (Tangherlini 1990:371), which is in large part the
basis of this section.
- Wehrhahn Die Sage (Leipzig) 1908.
- Ranke, "Grundfragen der Volkssagen Forshung, in Leander
Petzoldt (ed.), Vergleichende Sagenforschung 1971:1-20,
noted by Tangherlini 1990.)
- Peukert , Sagen (Munich: E Schmidt) 1965.
- Stimulated in part, Tangherlini suggests, by the 1962 congress
of the International Society for Folk Narrative Research.
- Ranke, "Grundfragen der Volkssagenforschung",
Niederdeutsche Zeitschrift fur Volkskunde
3 (1925, reprinted 1969)
- Charles L. Perdue Jt., reviewing Linda Dégh and Andrew
Vászony's essay "The crack on the red goblet or truth and the
modern legend" in Richard M. Dorson, ed. Folklore in the Modern
World, (The Hague: Mouton)1978, in The Journal of American
Folklore 93 No. 369 (July-September
1980:367), remarked on Ranke's definition, criticised in the essay,
as a "dead issue". A more recent examination of the balance between
oral performance and literal truth at work in legends forms Gillian
Bennett's chaprer "Legend: Performance and Truth" in Gillian
Bennett and Paul Smith, eds. Contemporary Legend (Garland)
1996:17-40.
- de Boor, "Märchenforschung", Zeitschrift für
Deutschkunde 42 1928:563-81.
- Lutz Röhrich, Märchen und Wirklichkeit: Eine volkskundliche
Untersuchung (Wiesbaden: Steiner Verlag) 1956:9-26.
- Heiske, "Das Märchen ist poetischer, die Sage, historischer:
Versuch einer Kritik",
Deutschunterricht14' 1962:69-75..
- Bernheim, Einleitung in der
Geschichtswissenschaft(Berlin: de Gruyter) 1928.
- Allport, The Psychology of Rumor (New York: Holt,
Rinehart) 1947:164.
- Bengt af Klintberg, "Folksägner i dag" Fataburen
1976:269-96.
- Jansen, "Legend: oral tradition in the modern experience",
Folklore Today, A Festschrift for William Dorson
(Bloomington: Indiana University Press) 1972:265-72, noted in
Tangherlini 1990:375.