Optics is the branch of
physics which studies the behavior and properties of
light, including its interactions with
matter and the construction of
instruments that use or
detect it. Optics usually describes the
behavior of
visible,
ultraviolet, and
infrared light. Because light is an
electromagnetic wave, other forms of
electromagnetic radiation
such as
X-rays,
microwaves, and
radio
waves exhibit similar properties.
Most optical phenomena can be accounted for using the
classical electromagnetic
description of light. Complete electromagnetic descriptions of
light are, however, often difficult to apply in practice. Practical
optics is usually done using simplified models. The most common of
these,
geometric optics, treats
light as a collection of
ray that
travel in straight lines and bend when they pass through or reflect
from surfaces.
Physical optics is a
more comprehensive model of light, which includes
wave effects such as
diffraction and
interference that cannot be accounted for in
geometric optics. Historically, the ray-based model of light was
developed first, followed by the wave model of light. Progress in
electromagnetic theory in the 19th century led to the discovery
that light waves were in fact electromagnetic radiation.
Some phenomena depend on the fact that light has both
wave-like and particle-like
properties. Explanation of these effects requires
quantum mechanics. When considering
light's particle-like properties, the light is modeled as a
collection of particles called "
photons".
Quantum optics deals with the
application of quantum mechanics to optical systems.
Optical science is relevant to and studied in many related
disciplines including
astronomy, various
engineering fields,
photography, and
medicine (particularly
ophthalmology and
optometry). Practical applications of optics are
found in a variety of technologies and everyday objects, including
mirrors, lenses,
telescopes,
microscopes, lasers, and
fiber optics.
History
Optics began with the development of lenses by the
ancient Egyptians and
Mesopotamians. The earliest known lenses were
made from polished crystal, often
quartz, and
have been dated as early as 700 BC for
Assyrian lenses such as the Layard/
Nimrud lens. The
ancient Romans and Greeks filled glass spheres
with water to make lenses. These practical developments were
followed by the development of theories of light and vision by
ancient
Greek and
Indian philosophers, and the development
of
geometrical optics in the
Greco-Roman world. The word
optics comes from the
ancient
Greek word , meaning
appearance or
look.
Plato first articulated his
emission theory, the idea that
visual perception is accomplished by rays of light emitted by the
eyes and commented on the
parity
reversal of mirrors in
Timaeus. Some hundred years later,
Euclid wrote a treatise entitled
Optics wherein he describes the
mathematical rules of
perspective and describes the
effects of refraction qualitatively.
Ptolemy, in his treatise
Optics, summarizes much of Euclid and
goes on to describe a way to measure the
angle of refraction, though he failed to
notice the empirical relationship between it and the angle of
incidence.
Al-Kindi (c. 801–73) was one of the
earliest important writers on optics in the
Islamic world. In a work known in the West as
De radiis stellarum, al-Kindi resurrected Plato's emission
theory which had an influence on later Western scholars such as
Robert Grosseteste and Roger
Bacon. In 984, the
Persian
mathematician,
Ibn Sahl wrote a
treatise "On Burning Mirrors and Lenses", correctly describing a
law of refraction mathematically equivalent to Snell's law. He used
his law of refraction to compute the shapes of lenses and mirrors
that focus light at a single point on the axis. In the early 11th
century,
Alhazen (Ibn al-Haytham) wrote his
Book of Optics, which
extensively documented the then-current Islamic understanding of
optics and
revolutionized the
field. It included the first descriptions of optical phenomena
associated with
pinholes and
concave lenses, provided the first correct
explanation of vision, described various
experiments using an early
scientific method, and greatly influenced
the later development of the modern
telescope.
In the 13th century,
Roger Bacon,
inspired by Ibn al-Haytham, used parts of glass spheres as
magnifying glasses, and discovered that
light reflects from objects rather than being released from them.
In Italy, around 1284,
Salvino
D'Armate invented the first wearable eyeglasses. The first
rudimentary telescopes were developed independently in the 1570s
and 1580s by
Leonard
Digges,
Taqi al-Din and
Giambattista della Porta.
The earliest known working telescopes were
refracting telescopes, a type which
relies entirely on lenses for magnification.
Their development in
the Netherlands
in 1608 was by three individuals: Hans Lippershey and Zacharias Janssen, who were spectacle
makers in Middelburg, Holland
, and Jacob Metius of
Alkmaar
. In Italy,
Galileo greatly improved upon these designs
the following year. In 1668,
Isaac
Newton constructed the first practical
reflecting telescope, which bears his
name, the
Newtonian
reflector.
The first microscope was made around 1595, also in Middelburg.
Three different eyeglass makers have been given credit for the
invention: Lippershey (who also developed the first real
telescope); Janssen; and his father, Hans. The coining of the name
"microscope" has been credited to
Giovanni Faber, who gave that name to
Galileo's compound microscope in 1625.
Optical theory progressed in the mid-17th century with
treatises
written by philosopher
René
Descartes, which explained a variety of optical phenomena
including reflection and refraction by assuming that light was
emitted by objects which produced
it. This differed substantively from ancient Greek notions that
light emanated from the eye. In the late 1660s and early 1670s,
Newton expanded Descartes' ideas into a
corpuscle theory of light,
famously showing that white light, instead of being a unique color,
was really a composite of different colors that can be separated
into a
spectrum with a
prism. In 1690,
Christian Huygens proposed a
wave theory for light based on suggestions that
had been made by
Robert Hooke in 1664.
Hooke himself publicly criticized Newton's theories of light and
the feud between the two lasted until Hooke's death. In 1704,
Newton published
Opticks and, at
the time, partly because of his success in other areas of
physics, he was generally considered to be the
victor in the debate over the nature of light.
Newtonian optics and emission theory was generally accepted until
the early 19th century when
Thomas
Young and
Augustin-Jean
Fresnel conducted experiments on the
interference of light that firmly established
light's wave-nature. Young's famous
double slit experiment showed that
light followed the
law of
superposition, something normal particles do not follow. This
work led to a theory of diffraction for light and opened an entire
area of study in physical optics. Wave optics was successfully
unified with
electromagnetic
theory by
James Clerk
Maxwell in the 1860s.
The next development in optical theory came in 1899 when
Max Planck correctly modeled
blackbody radiation by assuming that the
exchange of energy between light and matter only occurred in
discrete amounts he called
quanta. In 1905,
Albert Einstein published the theory of the
photoelectric effect that
firmly established the quantization of light itself. In 1913,
Niels Bohr showed that atoms could only
emit discrete amounts of energy, thus explaining the discrete lines
seen in
emission and
absorption spectra. The understanding of
the interaction between light and matter, which followed from these
developments, not only formed the basis of quantum optics but also
was crucial for the
development of
quantum mechanics as a whole. The ultimate
culmination was the theory of
quantum electrodynamics, which
explains all optics and electromagnetic processes in general as
being the result of the exchange of real and
virtual photons.
Quantum optics gained practical importance with the invention of
the
maser in 1953 and the laser in 1960.
Following the work of
Paul Dirac in
quantum field theory,
George Sudarshan,
Roy J. Glauber,
and
Leonard Mandel applied quantum
theory to the electromagnetic field in the 1950s and 1960s to gain
a more detailed understanding of photodetection and the
statistics of light.
Classical optics
In pre-quantum-mechanical optics, light is an electromagnetic wave
composed of
oscillating electric and
magnetic fields. These fields continually
generate each other, as the wave propagates through
space and oscillates in
time.
The
frequency of a light wave is
determined by the
period of the
oscillations. The frequency does not normally change as the wave
travels through different materials ("
media"), but the speed of the wave depends on
the medium. The speed, frequency, and wavelength of a wave are
related by the formula
- v=\lambda\,f ,
where v is the speed, \lambda is the wavelength and f is the
frequency. Because the frequency is fixed, a change in the wave's
speed produces a change in its wavelength.
The speed of light in a medium is typically characterized by the
index of refraction, n, which is
the ratio of the
speed of light
in vacuum, c, to the speed in the medium:
- n=c/v.
The speed of light in vacuum is a
constant, which is exactly 299,792,458
metres per second. Thus, a light
ray with a wavelength of \lambda in a vacuum will have a wavelength
of \lambda / n in a material with index of refraction
n.
The amplitude of the light wave is related to the
intensity of the light, which is related
to the
energy stored in the wave's electric
and magnetic fields.
Traditional optics is divided into two main branches: geometrical
optics and physical optics.
Geometrical optics
Geometrical optics, or
ray optics, describes
light
propagation in terms of
"rays". The "ray" in geometric optics is an
abstraction, or "
instrument", that can be used to predict the
path of light. A light ray is a
ray
that is
perpendicular to the light's
wavefronts (and therefore
collinear with the
wave
vector). Light rays bend at the
interface between two dissimilar media
and may be curved in a medium in which the
refractive index changes. Geometrical
optics provides rules for propagating these rays through an optical
system, which indicates how the actual wavefront will propagate.
This is a significant simplification of optics that fails to
account for optical effects such as diffraction and
polarization. It is a good approximation,
however, when the wavelength is very small compared with the size
of structures with which the light interacts. Geometric optics can
be used to describe the geometrical aspects of imaging, including
optical aberrations.
A slightly more rigorous definition of a light ray follows from
Fermat's principle which states
that
the path taken between two points by a ray of light is the
path that can be traversed in the least time.
Approximations
Geometrical optics is often simplified by making the
paraxial approximation, or "small
angle approximation." The mathematical behavior then becomes
linear, allowing optical components and systems to be described by
simple matrices. This leads to the techniques of
Gaussian optics and
paraxial ray tracing, which are used to
find basic properties of optical systems, such as approximate
image and object positions and
magnifications.
Reflections

Diagram of specular reflection
Reflections can be divided into two types:
specular reflection and
diffuse reflection. Specular reflection
describes glossy surfaces such as mirrors, which reflect light in a
simple, predictable way. This allows for production of reflected
images that can be associated with an actual (
real) or extrapolated (
virtual) location in space. Diffuse reflection
describes matte surfaces, such as paper or rock. The reflections
from these surfaces can only be described statistically, with the
exact distribution of the reflected light depending on the
microscopic structure of the surface. Many diffuse reflectors are
described or can be approximated by
Lambert's cosine law, which describes
surfaces that have equal
luminance when
viewed from any angle.
In specular reflection, the direction of the reflected ray is
determined by the angle the incident ray makes with the
surface normal, a line perpendicular to the
surface at the point where the ray hits. The incident and reflected
rays lie in a single plane, and the angle between the reflected ray
and the surface normal is the same as that between the incident ray
and the normal. This is known as the
Law of Reflection.
For
flat mirrors, the law of reflection
implies that images of objects are upright and the same distance
behind the mirror as the objects are in front of the mirror. The
image size is the same as the object size. (The magnification of a
flat mirror is unity.) The law also implies that
mirror images are
parity inverted, which we perceive as a
left-right inversion. Images formed from reflection in two (or any
even number of) mirrors are not parity inverted.
Corner reflectors retroreflect light, producing reflected rays
that travel back in the direction from which the incident rays
came.
Mirrors with curved surfaces can be
modeled by
ray-tracing and
using the law of reflection at each point on the surface. For
mirrors with parabolic surfaces,
parallel rays incident on the mirror produce reflected rays that
converge at a common
focus. Other
curved surfaces may also focus light, but with aberrations due to
the diverging shape causing the focus to be smeared out in space.
In particular, spherical mirrors exhibit
spherical aberration. Curved mirrors
can form images with magnification greater than or less than one,
and the magnification can be negative, indicating that the image is
inverted. An upright image formed by reflection in a mirror is
always virtual, while an inverted image is real and can be
projected onto a screen.
Refractions
Refraction occurs when light travels through an area of space that
has a changing index of refraction; this principle allows for
lenses and the focusing of light. The simplest case of refraction
occurs when there is an interface between a uniform medium with
index of refraction n_1 and another medium with index of refraction
n_2. In such situations,
Snell's Law
describes the resulting deflection of the light ray:
- n_1\sin\theta_1 = n_2\sin\theta_2\
where \theta_1 and \theta_2 are the angles between the normal (to
the interface) and the incident and refracted waves, respectively.
This phenomenon is also associated with a changing speed of light
as seen from the definition of index of refraction provided above
which implies:
- v_1\sin\theta_2\ = v_2\sin\theta_1
where v_1 and v_2 are the wave velocities through the respective
media.
Various consequences of Snell's Law include the fact that for light
rays traveling from a material with a high index of refraction to a
material with a low index of refraction, it is possible for the
interaction with the interface to result in zero transmission. This
phenomenon is called
total
internal reflection and allows for
fiber optics technology. As light signals
travel down a fiber optic cable, it undergoes total internal
reflection allowing for essentially no light lost over the length
of the cable. It is also possible to produce
polarized light rays using a combination
of reflection and refraction: When a refracted ray and the
reflected ray form a
right angle, the
reflected ray has the property of "plane polarization". The angle
of incidence required for such a scenario is known as Brewster's
angle.
Snell's Law can be used to predict the deflection of light rays as
they pass through "linear media" as long as the indexes of
refraction and the geometry of the media are known. For example,
the propagation of light through a prism results in the light ray
being deflected depending on the shape and orientation of the
prism. Additionally, since different frequencies of light have
slightly different indexes of refraction in most materials,
refraction can be used to produce dispersion spectra that appear as
rainbows. The discovery of this phenomenon when passing light
through a prism is famously attributed to Isaac Newton.
Some media have an index of refraction which varies gradually with
position and, thus, light rays curve through the medium rather than
travel in straight lines. This effect is what is responsible for
mirages seen on hot days where the changing
index of refraction of the air causes the light rays to bend
creating the appearance of specular reflections in the distance (as
if on the surface of a pool of water). Material that has a varying
index of refraction is called a gradient-index (GRIN) material and
has many useful properties used in modern optical scanning
technologies including
photocopiers and
scanners. The phenomenon is studied in the
field of
gradient-index
optics.

A ray tracing diagram for a converging
lens.
A device which produces converging or diverging light rays due to
refraction is known as a lens. Thin lenses produce focal points on
either side that can be modeled using the
lensmaker's equation. In general, two
types of lenses exist:
convex lenses,
which cause parallel light rays to converge, and
concave lenses, which cause parallel light rays
to diverge. The detailed prediction of how images are produced by
these lenses can be made using ray-tracing similar to curved
mirrors. Similarly to curved mirrors, thin lenses follow a simple
equation that determines the location of the images given a
particular focal length (f) and object distance (S_1):
- \frac{1}{S_1} + \frac{1}{S_2} = \frac{1}{f}
where S_2 is the distance associated with the image and is
considered by convention to be negative if on the same side of the
lens as the object and positive if on the opposite side of the
lens. The focal length f is considered negative for concave
lenses.
Incoming parallel rays are focused by a convex lens into an
inverted real image one focal length from the lens, on the far side
of the lens. Rays from an object at finite distance are focused
further from the lens than the focal distance; the closer the
object is to the lens, the further the image is from the lens. With
convex lenses, incoming parallel rays diverge after going through
the lens, in such a way that they seem to have originated at an
upright virtual image one focal length from the lens, on the same
side of the lens that the parallel rays are approaching on. Rays
from an object at finite distance are associated with a virtual
image that is closer to the lens than the focal length, and on the
same side of the lens as the object. The closer the object is to
the lens, the closer the virtual image is to the lens.
Likewise, the magnification of a lens is given by
- M = - \frac{S_2}{S_1} = \frac{f}{f - S_1}
where the negative sign is given, by convention, to indicate an
upright object for positive values and an inverted object for
negative values. Similar to mirrors, upright images produced by
single lenses are virtual while inverted images are real.
Lenses suffer from
aberrations
that distort images and focal points. These are due to both to
geometrical imperfections and due to the changing index of
refraction for different wavelengths of light (
chromatic aberration).
Physical optics
Physical optics or
wave optics
builds on
Huygens's principle,
which states that every point on an advancing wavefront is the
center of a new disturbance. When combined with the superposition
principle, this explains how optical phenomena are manifested when
there are multiple sources or obstructions that are spaced at
distances similar to the wavelength of the light.
Complex models based on physical optics can account for the
propagation of any wavefront through an optical system, including
predicting the wavelength, amplitude, and
phase of the wave. Additionally, all of the
results from geometrical optics can be recovered using the
techniques of
Fourier optics which
apply many of the same mathematical and analytical techniques used
in
acoustic engineering and
signal processing.
Using
numerical modeling on a
computer, optical scientists can simulate the propagation of light
and account for most diffraction, interference, and polarization
effects. Such simulations typically still rely on approximations,
however, so this is not a full electromagnetic wave theory model of
the propagation of light. Such a full model is computationally
demanding and is normally only used to solve small-scale problems
that require extraordinary accuracy.
Gaussian beam propagation is a simple
paraxial physical optics model for the propagation of coherent
radiation such as laser beams. This technique partially accounts
for diffraction, allowing accurate calculations of the rate at
which a laser beam expands with distance, and the minimum size to
which the beam can be focused. Gaussian beam propagation thus
bridges the gap between geometric and physical optics.
Superposition and interference
In the absence of
nonlinear
effects, the
superposition
principle can be used to predict the shape of interacting
waveforms through the simple addition of the disturbances. This
interaction of waves to produce a resulting pattern is generally
termed "interference" and can result in a variety of outcomes. If
two waves of the same wavelength and frequency are
in phase, both the wave crests and wave
troughs align. This results in
constructive
interference and an increase in the amplitude of the wave,
which for light is associated with a brightening of the waveform in
that location. Alternatively, if the two waves of the same
wavelength and frequency are out of phase, then the wave crests
will align with wave troughs and vice-versa. This results in
destructive interference
and a decrease in the amplitude of the wave, which for light is
associated with a dimming of the waveform at that location. See
below for an illustration of this effect.
combined
waveform |
 |
| wave 1 |
| wave 2 |
|
Two waves in phase |
Two waves 180° out
of phase |

When oil or fuel is spilled, colorful
patterns are formed by thin-film interference.
Since Huygens's principle states that every point of a wavefront is
associated with the production of a new disturbance, it is possible
for a wavefront to interfere with itself constructively or
destructively at different locations producing bright and dark
fringes in regular and predictable patterns.
Interferometry is the science of measuring
these patterns, usually as a means of making precise determinations
of distances or
angular
resolutions. The
Michelson
interferometer was a famous instrument which used interference
effects to accurately measure the speed of light.
The appearance of
thin films and
coatings is directly affected by interference effects.
Antireflective coatings use
destructive interference to reduce the reflectivity of the surfaces
they coat, and can be used to minimize glare and unwanted
reflections. The simplest case is a single layer with thickness
one-fourth the wavelength of incident light. The reflected wave
from the top of the film and the reflected wave from the
film/material interface are then exactly 180° out of phase, causing
destructive interference. The waves are only exactly out of phase
for one wavelength, which would typically be chosen to be near the
center of the visible spectrum, around 550 nm. More complex
designs using multiple layers can achieve low reflectivity over a
broad band, or extremely low reflectivity at a single
wavelength.
Constructive interference in thin films can create strong
reflection of light in a range of wavelengths, which can be narrow
or broad depending on the design of the coating. These films are
used to make
dielectric mirrors,
interference filters,
heat reflectors, and filters for color
separation in
color television
cameras. This interference effect is also what causes the colorful
rainbow patterns seen in oil slicks.
Diffraction and optical resolution
Diffraction is the process by which light interference is most
commonly observed. The effect was first described in 1665 by
Francesco Maria Grimaldi,
who also coined the term from the Latin
diffringere, 'to
break into pieces'. Later that century, Robert Hooke and Isaac
Newton also described phenomena now known to be diffraction in
Newton's rings while
James Gregory
recorded his observations of diffraction patterns from bird
feathers.
The first physical optics model of diffraction that relied on
Huygens' Principle was developed in 1803 by
Thomas Young in his accounts of the
interference patterns of two closely spaced slits. Young showed
that his results could only be explained if the two slits acted as
two unique sources of waves rather than corpuscles. In 1815 and
1818, Augustin-Jean Fresnel firmly established the mathematics of
how wave interference can account for diffraction.
The simplest physical models of diffraction use equations that
describe the angular separation of light and dark fringes due to
light of a particular wavelength (\lambda). In general, the
equation takes the form
- m \lambda = d \sin \theta
where d is the separation between two wavefront sources (in the
case of Young's experiments, it was
two slits), \theta is the angular
separation between the central fringe and the mth order fringe,
where the central maximum is m = 0.
This equation is modified slightly to take into account a variety
of situations such as diffraction through a single gap, diffraction
through multiple slits, or diffraction through a
diffraction grating that contains a
large number of slits at equal spacing. More complicated models of
diffraction require working with the mathematics of
Fresnel or
Fraunhofer diffraction.
X-ray diffraction makes use of the
fact that atoms in a
crystal have regular
spacing at distances that are on the order of one
angstrom. To see diffraction patterns, x-rays with
similar wavelengths to that spacing are passed through the crystal.
Since crystals are three-dimensional objects rather than
two-dimensional gratings, the associated diffraction pattern varies
in two directions according to
Bragg
reflection, with the associated bright spots occurring in
unique patterns and d being
twice the spacing between atoms.
Diffraction effects limit the ability for an optical detector to
optically resolve separate light
sources. In general, light that is passing through an
aperture will experience diffraction and the best
images that can be created (as described in
diffraction-limited optics)
appear as a central spot with surrounding bright rings, separated
by dark nulls; this pattern is known as an
Airy pattern, and the central bright lobe as an
Airy disk. The size of such a disk is
given by
- \sin \theta = 1.22 \frac{\lambda}{D}
where
θ is the angular resolution,
λ is the
wavelength of the light, and
D
is the
diameter of the lens aperture. If
the angular separation of the two points is significantly less than
the Airy disk angular radius, then the two points cannot be
resolved in the image, but if their angular separation is much
greater than this, distinct images of the two points are formed and
they can therefore be resolved.
Rayleigh defined the
somewhat arbitrary "
Rayleigh
criterion" that two points whose angular separation is equal to
the Airy disk radius (measured to first null, that is, to the first
place where no light is seen) can be considered to be resolved. It
can be seen that the greater the diameter of the lens or its
aperture, the finer the resolution. Interferometry, with its
ability to mimic extremely large baseline apertures, allows for the
greatest angular resolution possible.
For astronomical imaging, the atmosphere prevents optimal
resolution from being achieved in the visible spectrum due to the
atmospheric
scattering and dispersion
which cause stars to
twinkle. Astronomers refer to this
effect as the quality of
astronomical seeing. Techniques known as
adaptive optics have been utilized
to eliminate the atmospheric disruption of images and achieve
results that approach the diffraction limit.
Dispersion and scattering

Conceptual animation of light
dispersion through a prism.
High frequency (blue) light is deflected the most, and low
frequency (red) the least.
Refractive processes take place in the physical optics limit, where
the wavelength of light is similar to other distances, as a kind of
scattering. The simplest type of scattering is
Thomson scattering which occurs when
electromagnetic waves are deflected by single particles. In the
limit of Thompson scattering, in which the wavelike nature of light
is evident, light is dispersed independent of the frequency, in
contrast to
Compton scattering
which is frequency-dependent and strictly a
quantum mechanical process, involving the
nature of light as particles. In a statistical sense, elastic
scattering of light by numerous particles much smaller than the
wavelength of the light is a process known as
Rayleigh scattering while the similar
process for scattering by particles that are similar or larger in
wavelength is known as
Mie scattering
with the
Tyndall effect being a
commonly observed result. A small proportion of light scattering
from atoms or molecules may undergo
Raman scattering, wherein the frequency
changes due to excitation of the atoms and molecules.
Brillouin scattering occurs when the
frequency of light changes due to local changes with time and
movements of a dense material.
Dispersion occurs when different frequencies of light have
different
phase velocities, due
either to material properties (
material dispersion) or to
the geometry of an
optical
waveguide (
waveguide dispersion). The most familiar
form of dispersion is a decrease in index of refraction with
increasing wavelength, which is seen in most transparent materials.
This is called "normal dispersion". It occurs in all
dielectric materials, in wavelength ranges where
the material does not absorb light. In wavelength ranges where a
medium has significant absorption, the index of refraction can
increase with wavelength. This is called "anomalous
dispersion".
The separation of colors by a prism is an example of normal
dispersion. At the surfaces of the prism, Snell's law predicts that
light incident at an angle θ to the normal will be refracted at an
angle arcsin(sin (θ) /
n) . Thus, blue light, with its
higher refractive index, is bent more strongly than red light,
resulting in the well-known
rainbow
pattern.
Material dispersion is often characterized by the
Abbe number, which gives a simple measure of
dispersion based on the index of refraction at three specific
wavelengths. Waveguide dispersion is dependent on the
propagation constant. Both kinds of
dispersion cause changes in the group characteristics of the wave,
the features of the wave packet that change with the same frequency
as the amplitude of the electromagnetic wave. "Group velocity
dispersion" manifests as a spreading-out of the signal "envelope"
of the radiation and can be quantified with a group dispersion
delay parameter:
- D = \frac{1}{v_g^2} \frac{dv_g}{d\lambda}
where v_g is the group velocity. For a uniform medium, the group
velocity is
- v_g = c \left( n - \lambda \frac{dn}{d\lambda}
\right)^{-1}
where
n is the index of refraction and
c is the
speed of light in a vacuum. This gives a simpler form for the
dispersion delay parameter:
- D = - \frac{\lambda}{c} \, \frac{d^2 n}{d \lambda^2}.
If
D is less than zero, the medium is said to have
positive dispersion or normal dispersion. If
D is
greater than zero, the medium has
negative dispersion. If
a light pulse is propagated through a normally dispersive medium,
the result is the higher frequency components slow down more than
the lower frequency components. The pulse therefore becomes
positively chirped, or
up-chirped, increasing in frequency with time. This causes
the spectrum coming out of a prism to appear with red light the
least refracted and blue/violet light the most refracted.
Conversely, if a pulse travels through an anomalously (negatively)
dispersive medium, high frequency components travel faster than the
lower ones, and the pulse becomes
negatively chirped, or
down-chirped, decreasing in frequency with time.
The result of group velocity dispersion, whether negative or
positive, is ultimately temporal spreading of the pulse. This makes
dispersion management extremely important in optical communications
systems based on
optical fibers, since
if dispersion is too high, a group of pulses representing
information will each spread in time and merge together, making it
impossible to extract the signal.
Polarization
Polarization is a general property of waves that describes the
orientation of their oscillations. For
transverse waves such as many
electromagnetic waves, it describes the orientation of the
oscillations in the plane perpendicular to the wave's direction of
travel. The oscillations may be oriented in a single direction
(
linear polarization), or the
oscillation direction may rotate as the wave travels (
circular or
elliptical polarization). Circularly
polarized waves can rotate rightward or leftward in the direction
of travel, and which of those two rotations is present in a wave is
called the wave's
chirality.
The typical way to consider polarization is to keep track of the
orientation of the electric field
vector as the electromagnetic wave
propagates. The electric field vector of a plane wave may be
arbitrarily divided into two perpendicular
components labeled
x and
y (with
z indicating the direction of
travel). The shape traced out in the x-y plane by the electric
field vector is a
Lissajous figure
that describes the
polarization state. The following
figures show some examples of the evolution of the electric field
vector (blue), with time (the vertical axes), at a particular point
in space, along with its
x and
y components
(red/left and green/right), and the path traced by the vector in
the plane (purple): The same evolution would occur when looking at
the electric field at a particular time while evolving the point in
space, along the direction opposite to propagation.
----
Linear
Circular
Elliptical polarization
In the leftmost figure above, the x and y components of the light
wave are in phase. In this case, the ratio of their strengths is
constant, so the direction of the electric vector (the vector sum
of these two components) is constant. Since the tip of the vector
traces out a single line in the plane, this special case is called
linear polarization. The
direction of this line depends on the relative amplitudes of the
two components.
In the middle figure, the two orthogonal components have the same
amplitudes and are 90° out of phase. In this case, one component is
zero when the other component is at maximum or minimum amplitude.
There are two possible phase relationships that satisfy this
requirement: the
x component can be 90° ahead of the
y component or it can be 90° behind the
y
component. In this special case, the electric vector traces out a
circle in the plane, so this polarization is called circular
polarization. The rotation direction in the circle depends on which
of the two phase relationships exists and corresponds to
right-hand circular polarization and
left-hand
circular polarization.
In all other cases, where the two components either do not have the
same amplitudes and/or their phase difference is neither zero nor a
multiple of 90°, the polarization is called
elliptical polarization because the
electric vector traces out an
ellipse in the
plane (the
polarization ellipse). This is shown in the
above figure on the right. Detailed mathematics of polarization is
done using
Jones calculus and is
characterized by the
Stokes
parameters.
Media that have different indexes of refraction for different
polarization modes are called
birefringent. Well known manifestations
of this effect appear in optical
wave
plates/retarders (linear modes) and in
Faraday rotation/
optical rotation (circular modes). If the
path length in the birefringent medium is sufficient, plane waves
will exit the material with a significantly different propagation
direction, due to
refraction. For
example, this is the case with macroscopic crystals of
calcite, which present the viewer with two offset,
orthogonally polarized images of whatever is viewed through them.
It was this effect that provided the first discovery of
polarization, by
Erasmus
Bartholinus in 1669. In addition, the phase shift, and thus the
change in polarization state, is usually frequency dependent,
which, in combination with
dichroism,
often gives rise to bright colors and rainbow-like effects. In
mineralogy, such properties, known as
pleochroism, are frequently exploited
for the purpose of identifying minerals using polarization
microscopes. Additionally, many plastics that are
not normally birefringent will become so when subject to
mechanical stress, a phenomenon which is
the basis of
photoelasticity.
Media that reduce the amplitude of certain polarization modes are
called
dichroic. with devices
that block nearly all of the radiation in one mode known as
polarizing filters or simply "
polarizers". Malus' law, which is named after
Etienne-Louis Malus, says that
when a perfect polarizer is placed in a linear polarized beam of
light, the intensity,
I, of the light that passes through
is given by
- I = I_0 \cos^2 \theta_i \quad ,
where
- I0 is the initial intensity,
- and θi is the angle between the light's
initial polarization direction and the axis of the polarizer.
A beam of unpolarized light can be thought of as containing a
uniform mixture of linear polarizations at all possible angles.
Since the average value of \cos^2 \theta is 1/2, the transmission
coefficient becomes
- \frac {I}{I_0} = \frac {1}{2}\quad .
In practice, some light is lost in the polarizer and the actual
transmission of unpolarized light will be somewhat lower than this,
around 38% for Polaroid-type polarizers but considerably higher
(>49.9%) for some birefringent prism types.
In addition to birefringence and dichroism in extended media,
polarization effects can also occur at the (reflective) interface
between two materials of different refractive index. These effects
are treated by the
Fresnel
equations. Part of the wave is transmitted and part is
reflected, with the ratio depending on angle of incidence and the
angle of refraction. In this way, physical optics recovers
Brewster's angle.
Most sources of
electromagnetic radiation contain
a large number of atoms or molecules that emit light. The
orientation of the electric fields produced by these emitters may
not be
correlated, in which
case the light is said to be
unpolarized. If there is
partial correlation between the emitters, the light is
partially polarized. If the polarization is consistent
across the spectrum of the source, partially polarized light can be
described as a superposition of a completely unpolarized component,
and a completely polarized one. One may then describe the light in
terms of the
degree of
polarization, and the parameters of the polarization
ellipse.
Light reflected by shiny transparent materials is partly or fully
polarized, except when the light is normal (perpendicular) to the
surface. It was this effect that allowed the mathematician
Etienne Louis Malus to make the
measurements that allowed for his development of the first
mathematical models for polarized light. Polarization occurs when
light is scattered in the
atmosphere. The scattered light produces
the brightness and color in clear
skies. This
partial polarization of scattered light can be taken advantage of
using polarizing filters to darken the sky in
photographs. Optical polarization is
principally of importance in
chemistry due
to
circular dichroism and
optical rotation ("
circular
birefringence") exhibited by
optically active (
chiral)
molecules.
Modern optics
Modern optics encompasses the areas of optical science and
engineering that became popular in the 20th century. These areas of
optical science typically relate to the electromagnetic or quantum
properties of light but do include other topics. A major subfield
of modern optics,
quantum optics,
deals with specifically quantum mechanical properties of light.
Quantum optics is not just theoretical; some modern devices, such
as lasers, have principles of operation that depend on quantum
mechanics. Light detectors, such as
photomultipliers and
channeltrons, respond to individual photons.
Electronic
image sensors, such as
CCDs, exhibit
shot noise corresponding to the statistics of
individual photon events.
Light-emitting diodes and
photovoltaic cells, too, cannot be
understood without quantum mechanics. In the study of these
devices, quantum optics often overlaps with
quantum electronics.
Specialty areas of optics research include the study of how light
interacts with specific materials as in
crystal optics and
metamaterials. Other research focuses on the
phenomenology of electromagnetic waves as in
singular optics,
non-imaging optics,
non-linear optics,
statistical optics, and
radiometry. Additionally,
computer engineers have taken an interest
in
integrated optics,
machine vision, and
photonic computing as possible components
of the "next generation" of computers.
Today, the pure science of optics is called optical science or
optical physics to distinguish it
from applied optical sciences, which are referred to as
optical engineering. Prominent subfields
of optical engineering include
illumination
engineering,
photonics, and
optoelectronics with practical applications
like
lens design,
fabrication and
testing of optical components, and
image processing. Some of these fields
overlap, with nebulous boundaries between the subjects terms that
mean slightly different things in different parts of the world and
in different areas of industry. A professional community of
researchers in nonlinear optics has developed in the last several
decades due to advances in
laser
technology.
Lasers

Experiments such as this one with
high-power lasers are part of the modern optics research.
A laser is a device that emits light (electromagnetic radiation)
through a process called
stimulated emission. The term
laser is an
acronym for
Light
Amplification by Stimulated Emission of Radiation. Laser light
is usually spatially
coherent,
which means that the light either is emitted in a narrow,
low-divergence beam, or can be converted
into one with the help of optical components such as
lens. Because the
microwave equivalent of the laser, the
maser, was developed first, devices that emit microwave
and
radio frequencies are usually
called
masers.
The first
working laser was demonstrated on 16 May 1960 by Theodore Maiman at Hughes Research
Laboratories
. When first invented, they were called "a
solution looking for a problem". Since then, lasers have become a
multi-billion dollar industry, finding utility in thousands of
highly varied applications. The first application of lasers visible
in the daily lives of the general population was the supermarket
barcode scanner, introduced in 1974. The
laserdisc player, introduced in 1978, was
the first successful consumer product to include a laser, but the
compact disc player was the first
laser-equipped device to become truly common in consumers' homes,
beginning in 1982. These
optical
storage devices use a
semiconductor laser less than a
millimeter wide to scan the surface of the disc for data retrieval.
Fiber-optic communication
relies on lasers to transmit large amounts of information at the
speed of light. Other common applications of lasers include
laser printers and
laser pointers. Lasers are used in medicine in
areas such as
bloodless surgery,
laser eye surgery, and
laser capture microdissection
and in military applications such as
missile defense systems,
electro-optical countermeasures , and
LIDAR. Lasers are also used in
holograms,
bubblegrams,
laser light shows, and
laser hair removal.
Applications
Optics is part of everyday life. The ubiquity of
visual systems in biology indicate the central
role optics plays as the science of one of the
five senses. Many people benefit from
eyeglasses or
contact
lenses, and optics are integral to the functioning of many
consumer goods including
cameras. Rainbows
and
mirages are examples of optical
phenomena.
Optical
communication provides the backbone for both the
Internet and modern
telephony.
Human eye
The human eye functions by focusing light onto an array of
photoreceptor cells called the
retina, which covers the back of the eye. The
focusing is accomplished by a series of transparent media. Light
entering the eye passes first through the
cornea, which provides much of the eye's optical
power. The light then continues through the fluid just behind the
cornea—the
anterior chamber, then
passes through the
pupil. The light then
passes through the
lens, which
focuses the light further and allows adjustment of focus. The light
then passes through the main body of fluid in the eye—the
vitreous humor, and reaches the retina. The
cells in the retina cover the back of the eye, except for where the
optic nerve exits; this results in a
blind spot.
There are two types of photoreceptor cells, rods and cones, which
are sensitive to different aspects of light. Rod cells are
sensitive to the intensity of light over a wide frequency range,
thus are responsible for
black-and-white
vision. Rod cells are not present on the
fovea, the area of the retina responsible for central
vision, and are not as responsive as cone cells to spatial and
temporal changes in light. There are, however, twenty times more
rod cells than cone cells in the retina because the rod cells are
present across a wider area. Because of their wider distribution,
rods are responsible for
peripheral
vision.
In contrast, cone cells are less sensitive to the overall intensity
of light, but come in three varieties that are sensitive to
different frequency-ranges and thus are used in the perception of
color and
photopic
vision. Cone cells are highly concentrated in the fovea and
have a high visual acuity meaning that they are better at spatial
resolution than rod cells. Since cone cells are not as sensitive to
dim light as rod cells, most
night
vision is limited to rod cells. Likewise, since cone cells are
in the fovea, central vision (including the vision needed to do
most reading, fine detail work such as sewing, or careful
examination of objects) is done by cone cells.
Ciliary muscles around the lens allow
the eye's focus to be adjusted. This process is known as
accommodation. The
near point and
far point
define the nearest and farthest distances from the eye at which an
object can be brought into sharp focus. For a person with normal
vision, the far point is located at infinity. The near point's
location depends on how much the muscles can increase the curvature
of the lens, and how inflexible the lens has become with age.
Optometrists,
ophthalmologists, and
opticians usually consider an appropriate near
point to be closer than normal reading distance—approximately
25 cm.
Defects in vision can be explained using optical principles. As
people age, the lens becomes less flexible and the near point
recedes from the eye, a condition known as
presbyopia. Similarly, people suffering from
hyperopia cannot decrease the focal length
of their lens enough to allow for nearby objects to be imaged on
their retina. Conversely, people who cannot increase the focal
length of their lens enough to allow for distant objects to be
imaged on the retina suffer from
myopia and
have a far point that is considerably closer than infinity. A
condition known as
astigmatism results
when the cornea is not spherical but instead is more curved in one
direction. This causes horizontally extended objects to be focused
on different parts of the retina than vertically extended objects,
and results in distorted images.
All of these conditions can be corrected using
corrective lenses. For presbyopia and
hyperopia, a
converging lens
provides the extra curvature necessary to bring the near point
closer to the eye while for myopia a
diverging lens provides the curvature
necessary to send the far point to infinity. Astigmatism is
corrected with a
cylindrical
surface lens that curves more strongly in one direction than in
another, compensating for the non-uniformity of the cornea.
The optical power of corrective lenses is measured in
diopters, a value equal to the
reciprocal of the focal length, a
positive focal length corresponding to a converging lens and a
negative focal length corresponding to a diverging lens. For lenses
that correct for astigmatism as well, three numbers are given: one
for the spherical power, one for the cylindrical power, and one for
the angle of orientation of the astigmatism.
Visual effects
The Ponzo Illusion relies on the fact that parallel lines appear to
converge as they approach infinity.
Optical illusions (also called visual illusions) are characterized
by
visually perceived images that
differ from objective reality. The information gathered by the eye
is processed in the brain to give a
percept
that differs from the object being imaged. Optical illusions can be
the result of a variety of phenomena including physical effects
that create images that are different from the objects that make
them, the physiological effects on the eyes and brain of excessive
stimulation (e.g. brightness, tilt, color, movement), and cognitive
illusions where the eye and brain make unconscious
inferences.
Cognitive illusions include some which result from the unconscious
misapplication of certain optical principles. For example, the
Ames room,
Hering,
Müller-Lyer,
Orbison,
Ponzo,
Sander,
and
Wundt illusions all rely on the
suggestion of the appearance of distance by using converging and
diverging lines, in the same way that parallel light rays (or
indeed any set of parallel lines) appear to converge at a
vanishing point at infinity in
two-dimensionally rendered
images with artistic perspective.
This suggestion is also responsible for the famous
moon illusion where the moon, despite having
essentially the same angular size, appears much larger near the
horizon than it does at
zenith. This illusion so confounded
Ptolemy that he incorrectly attributed
it to atmospheric refraction when he described it in his treatise,
Optics.
Another type of optical illusion exploits broken patterns to trick
the mind into perceiving symmetries or asymmetries that are not
present. Examples include the
café wall,
Ehrenstein,
Fraser spiral,
Poggendorff, and
Zöllner illusions. Related, but not
strictly illusions, are patterns that occur due to the
superimposition of periodic structures. For example
transparent tissues with a grid
structure produce shapes known as
moiré patterns, while the superimposition
of periodic transparent patterns comprising parallel opaque lines
or curves produces
line moiré
patterns.
Optical instruments
Single lenses have a variety of applications including
photographic lenses, corrective lenses,
and
magnifying glasses while single
mirrors are used in
parabolic
reflectors and
rear-view
mirrors. Combining a number of mirrors, prisms, and lenses
produces compound optical instruments which have practical uses.
For example, a
periscope is simply two
plane mirrors aligned to allow for viewing around obstructions. The
most famous compound optical instruments in science are the
microscope and the
telescope which were both invented by the
Dutch in the late 16th century.
Microscopes were first developed with just two lenses: an
objective lens and an
eyepiece. The objective lens is essentially a
magnifying glass and was designed with a very small focal length
while the eyepiece generally has a longer focal length. This has
the effect of producing magnified images of close objects.
Generally, an additional source of illumination is used since
magnified images are dimmer due to the
conservation of energy and the
spreading of light rays over a larger surface area. Modern
microscopes, known as
compound microscopes have many
lenses in them (typically four) to optimize the functionality and
enhance image stability. A slightly different variety of
microscope, the
comparison
microscope, looks at side-by-side images to produce a
stereoscopic binocular view that appears three
dimensional when used by humans.
The first telescopes, called
refracting telescopes were also
developed with a single objective and eyepiece lens. In contrast to
the microscope, the objective lens of the telescope was designed
with a large focal length to avoid optical aberrations. The
objective focuses an image of a distant object at its focal point
which is adjusted to be at the focal point of an eyepiece of a much
smaller focal length. The main goal of a telescope is not
necessarily magnification, but rather collection of light which is
determined by the physical size of the objective lens. Thus,
telescopes are normally indicated by the diameters of their
objectives rather than by the magnification which can be changed by
switching eyepieces. Because the magnification of a telescope is
equal to the focal length of the objective divided by the focal
length of the eyepiece, smaller focal-length eyepieces cause
greater magnification.
Since crafting large lenses is much more difficult than crafting
large mirrors, most modern telescopes are
reflecting telescopes, that is,
telescopes that use a primary mirror rather than an objective lens.
The same general optical considerations apply to reflecting
telescopes that applied to refracting telescopes, namely, the
larger the primary mirror, the more light collected, and the
magnification is still equal to the focal length of the primary
mirror divided by the focal length of the eyepiece. Professional
telescopes generally do not have eyepieces and instead place an
instrument (often a charge-coupled device) at the focal point
instead.
Photography

Photograph taken with aperture
32

Photograph taken with aperture 5
The optics of
photography involves both
lenses and the medium in which the
electromagnetic radiation is recorded, whether it be a
plate,
film, or
charge-coupled device. Photographers
must consider the
reciprocity of the camera and the
shot which is summarized by the relation
- Exposure ∝ ApertureArea × ExposureTime × SceneLuminance
In other words, the smaller the aperture (giving better depth of
focus), the less light coming in, so the length of time has to be
increased (leading to possible blurriness if motion occurs). An
example of the use of the law of reciprocity is the
Sunny 16 rule which gives a rough estimate for
the settings needed to estimate the proper
exposure in daylight.
A camera's aperture is measured by a unitless number called the
f-number or f-stop, #, often notated as N,
and given by
- f/\# = N = \frac fD \
where f is the
focal length, and D is
the diameter of the entrance pupil. By convention, " #" is treated
as a single symbol, and specific values of # are written by
replacing the
number sign with the
value. The two ways to increase the f-stop are to either decrease
the diameter of the entrance pupil or change to a longer focal
length (in the case of a
zoom lens, this
can be done by simply adjusting the lens). Higher f-numbers also
have a larger
depth of field due to
the lens approaching the limit of a
pinhole camera which is able to focus all
images perfectly, regardless of distance, but requires very long
exposure times.
When selecting the lens to use, photographers generally consider
the field of view that the lens will provide given the
specifications of their camera. For a given film or sensor size,
specified by the length of the diagonal across the image, a lens
may be classified as
- Normal lens: angle of view of the
diagonal about 50° and a focal length approximately equal to the
diagonal produces this angle.
- Macro lens: angle of view
narrower than 25° and focal length longer than normal. These lenses
are used for close-ups, e.g., for images of
the same size as the object. They usually feature a flat field as
well, which means that the subject plane is exactly parallel with
the film plane.
- Wide-angle lens: angle of view
wider than 60° and focal length shorter than normal.
- Telephoto lens or long-focus
lens: angle of view narrower and focal length longer than normal. A
distinction is sometimes made between a long-focus lens and a true
telephoto lens: the telephoto lens uses a telephoto group
to be physically shorter than its focal length.
The absolute value for the exposure time required depends on how
sensitive to light the medium being
used is (measured by the
film speed, or,
for digital media, by the
quantum
efficiency). Early photography used media that had very low
light sensitivity, and so exposure times had to be long even for
very bright shots. As technology has improved, so has the
sensitivity through film cameras and digital cameras.
Other results from physical and geometrical optics apply to camera
optics. For example, the maximum resolution capability of a
particular camera set-up is determined by the
diffraction limit associated with the
pupil size and given, roughly, by the Rayleigh criterion.
Atmospheric optics
The unique optical properties of the atmosphere cause a wide range
of spectacular optical phenomena. The blue color of the sky is a
direct result of
Rayleigh
scattering which redirects higher frequency (blue) sunlight
back into the field of view of the observer. Because blue light is
scattered more easily than red light, the sun takes on a reddish
hue when it is observed through a thick atmosphere, as during a
sunrise or
sunset.
Additional particulate matter in the sky can scatter different
colors at different angles creating colorful glowing skies at dusk
and dawn. Scattering off of ice crystals and other particles in the
atmosphere are responsible for
halos,
afterglows,
coronas,
rays of sunlight, and
sun dogs. The variation in these kinds of phenomena
is due to different particle sizes and geometries.
Mirages are another sort of optical phenomena due to variations in
the
refraction of light through
the atmosphere. Other dramatic optical phenomena associated
with this include the
Novaya Zemlya
effect where the sun appears to rise earlier than predicted
with a distorted shape. A spectacular form of refraction occurs
with a
temperature inversion
called the
Fata Morgana where
objects on the horizon or even beyond the horizon, such as islands,
cliffs, ships or icebergs, appear elongated and elevated, like
"fairy tale castles".
Rainbows are the result of a combination of optical effects: total
internal reflection and dispersion of light in raindrops. A single
reflection off the backs of an array of raindrops produces a
coherent rainbow with an angular size on the sky that ranges from
40° to 42° with red on the outside. Double rainbows are produced by
two internal reflections with angular size of 50.5° to 54° with
violet on the outside. Because rainbows must be seen with the sun
180° away from the center of the rainbow, rainbows are more
prominent the closer the sun is to the horizon.
See also
Footnotes
- Cited in D. C. Lindberg, Theories of Vision from al-Kindi
to Kepler, (Chicago: Univ. of Chicago Pr., 1976), p. 19.
- Microscopes: Time Line, Nobel Foundation,
retrieved April 3, 2009
- For a solid approach to the complexity of Planck's intellectual
motivations for the quantum, for his reluctant acceptance of its
implications, see H. Kragh, Max
Planck: the reluctant revolutionary, Physics World.
December 2000.
- . This annus mirabilis paper on the photoelectric effect was
received by Annalen der Physik 18 March.
- 1913. " On the Constitution of Atoms and Molecules,"
Philosophical Magazine 26 (Series 6): 1–25. The landmark
paper laying the Bohr model of the atom and
molecular
bonding.
- This article accompanied a December 8, 1864 presentation by
Maxwell to the Royal Society. See also A dynamical
theory of the electromagnetic field.
- Arthur Schuster, An Introduction to the Theory of
Optics, London: Edward Arnold, 1904 online.
- Chapter 35
- E. W. Marchand, Gradient Index Optics, New York, NY, Academic
Press, 1978.
- Chapters 5 & 6.
- Chapter 16.
- Chapter 37
- Chapter 38
- Lucky Exposures: Diffraction limited astronomical imaging
through the atmosphere by Robert Nigel Tubbs
- Brillouin, Léon. Wave Propagation and Group Velocity.
Academic Press Inc., New York (1960)
- Chapter 34
- D. F. Walls and G. J. Milburn Quantum Optics (Springer
1994)
- Optical Computer Architectures: The Application of Optical
Concepts to Next Generation Computers, Optical Computer
Architectures: The Application of Optical Concepts to Next
Generation Computers book by Alastair D. McAulay (1999)
- Geometry of the Vanishing Point at Convergence
- "The Moon Illusion Explained", Don McCready,
University of Wisconsin-Whitewater
- Chapter 36
References
Further reading
External links
Textbooks and tutorials
- Optics – an open-source optics textbook
- Optics2001 – Optics library and community
Wikibooks modules
Societies