The term
race or
racial group
usually refers to the
categorization
of
humans into
populations or
group on the basis of various sets of
heritable characteristics. The physical
features commonly seen as indicating race are salient visual traits
such as
skin color,
cranial or
facial features and
hair texture.
Conceptions of race, as well as specific ways of
grouping races, vary by culture and over
time, and are often controversial for scientific as well as
social and
political reasons. The controversy
ultimately revolves around whether or not the socially constructed
and perpetuated beliefs regarding race are biologically warranted;
and the degree to which differences in ability and achievement are
a product of inherited "racial" (i.e., genetic) traits.
Some argue that the
taxonomic concept of
race, although valid in regards to other species, does not
(currently) apply to humans. Many scientists have pointed out that
traditional definitions of race are imprecise, arbitrary, have many
exceptions, have many gradations, and that the numbers of races
delineated vary according to the culture making the racial
distinctions. Thus, those rejecting the notion of race typically do
so on the grounds that such definitions and the categorizations
which follow from them are contradicted by the results of genetic
research.
Today many scientists study human
genotypic
and
phenotypic variation using concepts
such as "population" and "
clinal gradation". Large parts
of the academic community take the position that, while racial
categories may be marked by sets of common phenotypic or genotypic
traits, the popular idea of "race" is a
social construct without base in
scientific fact. Nonetheless, when divorced from its popular
connotations, the concept of race may be useful. According to
forensic anthropologist
George W.
Gill, blanket "race denial" not only
contradicts biological evidence, but may stem from "politically
motivated censorship" in the belief that "race promotes
racism".
The concept of race may vary from country to country, that is, it
changes according to specific cultures.
For example, in
USA
the term
race is used in the description of individuals (eg. white, black,
latin) whereas in Italy
it applies
only to few domestic species, that is, it does not apply to wild
animals and to human species.
History
According to biologists and anthropology, The
genus Homo were
differentiated only by about 1%-2% from their nearest cousins Pan
about 4 million years ago. The genus
homo had several species:
Homo
habilis,
Homo
erectus,
Homo
neanderthalensis, and the lone survivor,
Homo sapiens.
African people and
Asian people became very slightly
differentiated some 200,000 years ago, and the various
Ethnic groups in Europe became
differentiated from those in Asia only about 100,000 years ago.
Since Africans, Asians, and Europeans became recognizably different
very recently they all have only very minor adaptations rather than
Genetic diversity. All Homo
Sapiens are equally capable of
cognition,
communication and
interbreeding regardless of appearance or
location.
In ancient civilizations
Given visually complex social relationships, humans presumably have
always observed and speculated about the physical differences among
individuals and groups. But different societies have attributed
markedly different meanings to these distinctions. For example, the
Ancient Egyptian sacred text called
Book of Gates identifies four
categories that are now conventionally labeled "Egyptians",
"Asiatics", "Libyans", and "Nubians", but such distinctions tended
to
conflate differences as defined by
physical features such as skin tone, with
tribal and
national
identity.
Classical civilizations from
Rome to
China tended to invest much more importance in
familial or tribal affiliation than with
one's physical appearance (Dikötter 1992; Goldenberg 2003).
Ancient Greek and Roman authors also
attempted to explain and categorize visible
biological differences among peoples known to them.
Such categories often also included fantastical human-like beings
that were supposed to exist in far-away lands. Some Roman writers
adhered to an
environmental
determinism in which
climate could
affect the appearance and
character of groups (Isaac 2004). In
many ancient civilizations, individuals with widely varying
physical appearances became full members of a
society by growing up within that society or by
adopting that society's
cultural norms (Snowden 1983; Lewis 1990).
Julian the Apostate was an early
observer of the differences in humans, based on ethnic, cultural,
and geographic traits, but as the idea of race had not yet been
conceptualized, he believed that they were proof of randomness and
the inexistence of "Providence":
Come, tell me why it is that the Celts and the Germans
are fierce, while the Hellenes and Romans are, generally speaking,
inclined to political life and humane, though at the same time
unyielding and warlike?
Why the Egyptians are more intelligent and more given
to crafts, and the Syrians unwarlike and effeminate, but at the
same time intelligent, hot-tempered, vain and quick to
learn?
For if there is anyone who does not discern a reason
for these differences among the nations, but rather declaims that
all this so befell spontaneously, how, I ask, can he still believe
that the universe is administered by a providence?
— Julian, the Apostate.
Medieval models of race mixed
Classical ideas with the notion that humanity
as a whole was descended from
Shem,
Ham and
Japheth,
the three
sons of Noah, producing
distinct
Semitic (
Asiatic),
Hamitic (
African), and
Japhetic
(
Indo-European) peoples. In
the 14th century, the
Islamic sociologist Ibn Khaldun, an adherent of environmental
determinism, wrote that black skin was due to the hot climate of
sub-Saharan Africa and not due to
the
descendants of Ham being
cursed.
In the 9th century,
Al-Jahiz, an
Afro-Arab biologist and
Islamic philosopher, the grandson
of a
Zanj (
Bantu)
slave, was an early adherent of
environmental determinism and
explained how the environment can determine the physical
characteristics of the inhabitants of a certain community. He used
his theories on the
struggle for
existence and environmental determinism to explain the origins
of different
human skin colors,
particularly
black skin, which he
believed to be the result of the environment. He cited a stony
region of black
basalt in the northern
Najd as evidence for his theory:
Age of Discovery
The word "race", along with many of the ideas now associated with
the term, were first coined during the
age of exploration, a time of
European imperialism, exploration,
technological superiority and
colonization. As Europeans encountered people
from different parts of the
world, they
speculated about the physical, social, and cultural differences
among various human groups. The rise of the
Atlantic slave trade, which gradually
displaced an earlier
trade in slave from
throughout the world, created a further
incentive to categorize human groups to justify
the subordination of African
slaves.
Drawing on Classical sources and on their own internal interactions
— for example, the hostility between the
English and
Irish
— was a powerful influence on early thinking about the differences
between people— Europeans began to sort themselves and others into
groups associated with physical appearance and with deeply
ingrained behaviors and capacities. A set of
folk beliefs took hold that
linked inherited physical differences between groups to inherited
intellectual,
behavioral, and
moral
qualities. Although similar ideas can be found in other cultures
(Lewis 1990; Dikötter 1992), they appear not to have had as much
influence on their social structures as was found in Europe and the
parts of the world colonized by Europeans, although conflicts
between ethnic groups have existed throughout history and across
the world.
Scientific concepts
The first scientific attempts to classify humans by categories of
race date from the 17th century. The first post-
Classical published classification of humans
into distinct races seems to be
François Bernier's ("New division of
Earth by the different species or races which inhabit it"),
published in 1684.
17th and 18th century
According to philosopher
Michel
Foucault, theories of both racial and class conflict can be
traced to 17th century political debates about innate differences
among ethnicities. In England, radicals such as
John Lilburne emphasised conflicts between
Saxon and
Norman
peoples. In France,
Henri de
Boulainvilliers argued that the Germanic
Franks possessed a natural right to leadership, in
contrast to descendants of the
Gauls. In the
18th century, the differences among human groups became a focus of
scientific investigation (Todorov 1993). Initially, scholars
focused on cataloguing and describing "
The Natural Varieties of
Mankind," as
Johann
Friedrich Blumenbach titled his 1775 text (which established
the five major divisions of humans still reflected in some racial
classifications, i.e., the
Caucasoid
race,
Mongoloid race,
Ethiopian race (later termed the
Negroid race),
American Indian race, and
Malayan race).
From the 17th through the 19th centuries, the merging of folk
beliefs about group differences with scientific explanations of
those differences produced what one scholar has called an "
ideology of race". According to this ideology,
races are primordial, natural, enduring and distinct. It was
further argued that some groups may be the result of mixture
between formerly distinct populations, but that careful study could
distinguish the ancestral races that had combined to produce
admixed groups.
19th century
[[Image:Huxley races.png|thumb|300px|
Huxley's map of racial categories from
On the Geographical Distribution of the Chief Modifications of
Mankind (
1870).
Huxley states: 'It is to the Xanthochroi and Melanochroi, taken
together, that the absurd denomination of "Caucasian" is usually
applied'.]]
The 19th century saw attempts to change race from a taxonomic to a
biological concept. In the 19th century, several
natural scientists wrote on race:
Georges Cuvier,
Charles Darwin,
Alfred Wallace,
Francis Galton,
James Cowles Pritchard,
Louis Agassiz,
Charles Pickering, and
Johann Friedrich Blumenbach. As
the science of
anthropology took shape
in the 19th century, European and American scientists increasingly
sought explanations for the behavioral and cultural differences
they attributed to groups (Stanton 1960). For example, using
anthropometrics, invented by Francis
Galton and
Alphonse Bertillon,
they measured the shapes and sizes of skulls and related the
results to group differences in intelligence or other attributes
(Lieberman 2001).
These scientists made three claims about race: first, races are
objective, naturally occurring divisions of humanity; second, there
is a strong relationship between biological races and other human
phenomena (such as
forms of activity
and interpersonal relations and culture, and by extension the
relative
material success of cultures),
thus biologizing the notion of race, as Foucault demonstrated in
his historical analysis; third, race is therefore a valid
scientific category that can be used to explain and predict
individual and group behavior. Races were distinguished by
skin color,
facial
type,
cranial profile and size, texture
and color of hair. Moreover, races were almost universally
considered to reflect group differences in moral character and
intelligence.
The
eugenics movement of the late 19th and
early 20th centuries, inspired by
Arthur
Gobineau's
An Essay on the
Inequality of the Human Races (1853–1855) and
Vacher de Lapouge's "anthroposociology",
asserted as self-evident the biological inferiority of particular
groups (Kevles 1985). In many parts of the world, the idea of race
became a way of rigidly dividing groups by culture as well as by
physical appearances (Hannaford 1996). Campaigns of oppression and
genocide were often motivated by supposed
racial differences (Horowitz 2001).
In
Charles Darwin's most
controversial book,
The Descent
of Man, he made strong suggestions of racial differences
and European superiority. In Darwin's view, stronger tribes of
humans always replaced weaker tribes. As savage tribes came in
conflict with civilized nations, such as England, the less advanced
people were destroyed. Nevertheless, he also noted the great
difficulty naturalists had in trying to decide how many "races"
there actually were (Darwin was himself a
monogenist on the question of race, believing
that all humans were of the same species and finding race to be a
somewhat arbitrary distinction among some groups):
Man has been studied more carefully than any other
animal, and yet there is the greatest possible diversity amongst
capable judges whether he should be classed as a single species or
race, or as two (Virey), as three (Jacquinot), as four (Kant), five
(Blumenbach), six (Buffon), seven (Hunter), eight (Agassiz), eleven
(Pickering), fifteen (Bory St. Vincent), sixteen (Desmoulins),
twenty-two (Morton), sixty (Crawfurd), or as sixty-three, according
to Burke.
This diversity of judgment does not prove that the
races ought not to be ranked as species, but it shows that they
graduate into each other, and that it is hardly possible to
discover clear distinctive characters between them.
20th century
The 20th century racial classification by American anthropologist
Carleton S. Coon, divided humanity into five
races:
In his landmark book
The Races
of Europe, Coon defined the
Caucasian Race as encompassing the regions of
Europe,
Central
Asia,
South Asia, the
Middle East,
North
Africa, and
Northeast
Africa.
Coon and his work drew some charges of obsolete thinking or
outright
racism from a few critics, but some
of the terminology he employed continues to be used even today,
although the "-oid" suffixes now have in part taken on negative
connotations.
In the 21st-Century, Coon's role came under further critical
scrutiny when Prof. John P Jackon Jr, noted that the American Coon,
"actively aided the segregationist cause in violation of his own
standards for scientific objectivity."
Modern debates
Models of human evolution
In a 1995 article,
Leonard
Lieberman and
Fatimah Jackson
suggested that any new support for a biological concept of race
will likely come from another source, namely, the study of human
evolution. They therefore ask what, if any, implications current
models of human evolution may have for any biological conception of
race.
Today, all
humans are classified as belonging
to the species
Homo sapiens and sub-species
Homo
sapiens sapiens. However, this is not the first species of
hominids: the first species of genus
Homo,
Homo habilis, evolved in East Africa at least 2
million years ago, and members of this species populated different
parts of Africa in a relatively short time.
Homo erectus evolved more than 1.8 million
years ago, and by 1.5 million years ago had spread throughout
Europe and Asia. Virtually all physical anthropologists agree that
Homo sapiens evolved out of
Homo erectus.
Anthropologists have been divided as to whether
Homo
sapiens evolved as one interconnected species from
H.
erectus (called the Multiregional Model, or the Regional
Continuity Model), or evolved only in East Africa, and then
migrated out of Africa and replaced
H. erectus populations
throughout Europe and Asia (called the Out of Africa Model or the
Complete Replacement Model). Anthropologists continue to debate
both possibilities, and the evidence is technically ambiguous as to
which model is correct, although most anthropologists currently
favor the
Out of
Africa model.
Lieberman and Jackson argued that while advocates of both the
Multiregional Model and the Out of Africa Model use the word race
and make racial assumptions, none define the term. They conclude
that"Each model has implications that both magnify and minimize the
differences between races. Yet each model seems to take race and
races as a conceptual reality. The net result is that those
anthropologists who prefer to view races as a reality are
encouraged to do so" and conclude that students of human evolution
would be better off avoiding the word race, and instead describe
genetic differences in terms of populations and clinal
gradations.
Race as subspecies
With the advent of the
modern
synthesis in the early 20th century, many biologists sought to
use evolutionary models and populations genetics in an attempt to
formalise taxonomy. The Biological Species Concept (BSC) is the
most widely used system for describing species, this concept
defines a species as a group of organisms that interbreed in their
natural environment and produce viable offspring. In practice,
species are not classified according to the BSC but according to
typology by the use of a
holotype, due to the difficulty of determining
whether all members of a group of organisms do or can in practice
potentially interbreed. BSC species are routinely classified on a
subspecific level, though this classification is conducted
differently for different taxons, for mammals the normal taxonomic
unit below the species level is usually the subspecies.
More recently the Phylogenetic Species Concept (PSC) has gained a
substantial following. The PSC is based on the idea of a
least-inclusive taxonomic unit (LITU), in phylogenetic
classification no subspecies can exist because they would
automatically constitute a LITU (any monophyletic group).
Technically species cease to exist as do all hierarchical
taxa, a LITU is effectively defined as any
monophyletic taxon, phylogenetics is strongly influenced by
cladistics which classifies organisms
based on evolution rather than similarities between groups of
organisms. In biology the term "race" is used with caution because
it can be ambiguous, "'Race' is not being defined or used
consistently; its referents are varied and shift depending on
context. The term is often used colloquially to refer to a range of
human groupings. Religious, cultural, social, national, ethnic,
linguistic, genetic, geographical and anatomical groups have been
and sometimes still are called 'races'". Generally when it is used
it is synonymous with subspecies. One main obstacle to identifying
subspecies is that, while it is a recognised taxonomic term, it has
no precise definition.
Species of organisms that are monotypic (i.e., form a single
subspecies) display at least one of these properties:
- All members of the species are very similar and cannot be
sensibly divided into biologically significant subcategories.
- The individuals vary considerably but the variation is
essentially random and largely meaningless so far as genetic
transmission of these variations is concerned (many plant species
fit into this category, which is why horticulturists interested in
preserving, say, a particular flower color avoid propagation from
seed, and instead use vegetative methods like propagation from
cuttings).
- The variation among individuals is noticeable and follows a
pattern, but there are no clear dividing lines among separate
groups: they fade imperceptibly into one another. Such clinal
variation displays a lack of allopatric
partition between groups (i.e., a clearly defined boundary
demarcating the subspecies), which is usually required before they
are recognised as subspecies.
A
polytypic species has two or more subspecies. These are
separate populations that are more genetically different from one
another and that are more reproductively isolated, gene flow
between these populations is much reduced leading to genetic
differentiation.
Morphological subspecies
Traditionally subspecies are seen as geographically isolated and
genetically differentiated populations. Or to put it another way
"the designation 'subspecies' is used to indicate an objective
degree of
microevolutionary
divergence" One objection to this idea is that it does not identify
any degree of differentiation. Therefore, any population that is
somewhat biologically different could be considered a subspecies,
even to the level of a local population. As a result it is
necessary to impose a threshold on the level of difference that is
required for a population to be designated a subspecies.
This effectively means that populations of organisms must have
reached a certain measurable level of difference to be recognised
as subspecies.
Dean Amadon proposed in
1949 that subspecies would be defined according to the seventy-five
percent rule which means that 75% of a population must lie outside
99% of the range of other populations for a given defining
morphological character or a set of
characters. The seventy-five percent rule still has defenders but
other scholars argue that it should be replaced with ninety or
ninety-five percent rule.
In 1978,
Sewall Wright suggested that
human populations that have long inhabited separated parts of the
world should, in general, be considered different subspecies by the
usual criterion that most individuals of such populations can be
allocated correctly by inspection. It does not require a trained
anthropologist to classify an array of Englishmen, West Africans,
and Chinese with 100% accuracy by features, skin color, and type of
hair despite so much variability within each of these groups that
every individual can easily be distinguished from every other.
However, it is customary to use the term race rather than
subspecies for the major subdivisions of the human species as well
as for minor ones.
On the other hand in practice subspecies are often defined by
easily observable physical appearance, but there is not necessarily
any evolutionary significance to these observed differences, so
this form of classification has become less acceptable to
evolutionary biologists. Likewise this
typological approach to race is
generally regarded as discredited by biologists and
anthropologists.
Because of the difficulty in classifying subspecies
morphologically, many biologists reject the concept altogether,
citing problems such as:
- Visible physical differences do not correlate with one another,
leading to the possibility of different classifications for the
same individual organisms.
- Parallel evolution can lead to the existence of the appearance
of similarities between groups of organisms that are not part of
the same species.
- The existence of isolated populations within previously
designated subspecies.
- That the criteria for classification are arbitrary.
Subspecies genetically differentiated populations
Another way to look at differences between populations is to
measure genetic differences rather than physical differences. The
Human Genome Project found only
gradations in genetic variation, not sharp lines which would
naturally define notions of race or ethnicity. "People who have
lived in the same geographic region for many generations may have
some alleles in common, but no allele will be found in all members
of one population and in no members of any other."
Genetic differences between populations of organisms can be
measured using the
fixation index of
Sewall Wright, which is often
abbreviated to F
ST. This statistic is used to compare
differences between any two given populations and can be used to
measure genetic differences between populations for individual
genes, or for many genes simultaneously. For example it is often
stated that the fixation index for humans is about 0.15. This means
that about 85% of the variation measured in the human population is
within any population, and about 15% of the variation occurs
between populations, or that any two individuals from different
populations are almost as likely to be more similar to each other
than either is to a member of their own group.
It is often stated that human genetic variation is low compared to
other mammalian species, and it has been claimed that this should
be taken as evidence that there is no natural subdivision of the
human population. Wright himself believed that a value of 0.25
represented great genetic variation and that an F
ST of
0.15-0.25 represented moderate variation. It should, however, be
noted that about 5% of human variation occurs between populations
within continents, and therefore the F
ST between
continental groups of humans (or races) is as low as 0.1 (or
possibly lower).
In their 2003 paper "Human Genetic Diversity and the Nonexistence
of Biological Races" Jeffrey Long and Rick Kittles give a long
critique of the application of F
ST to human populations.
They find that the figure of 85% is misleading because it implies
that all human populations contain on average 85% of all genetic
diversity. They claim that this does not correctly reflect human
population history, because it treats all human groups as
independent. A more realistic portrayal of the way human groups are
related is to understand that some human groups are parental to
other groups and that these groups represent
paraphyletic groups to their descent groups. For
example, under the
recent African
origin theory the human population in Africa is paraphyletic to
all other human groups because it represents the ancestral group
from which all non-African populations derive, but more than that,
non-African groups only derive from a small non-representative
sample of this African population.
This means that all non-African groups are more closely related to
each other and to some African groups (probably east Africans) than
they are to others, and further that the migration out of Africa
represented a
genetic bottleneck,
with much of the diversity that existed in Africa not being carried
out of Africa by the emigrating groups. This view produces a
version of human population movements that do not result in all
human populations being independent; but rather, produces a series
of dilutions of diversity the further from Africa any population
lives, each founding event representing a genetic subset of its
parental population. Long and Kittles find that rather than 85% of
human genetic diversity existing in all human populations, about
100% of human diversity exists in a single African population,
whereas only about 70% of human genetic diversity exists in a
population derived from New Guinea. Long and Kittles make the
observation that this still produces a global human population that
is genetically homogeneous compared to other mammalian
populations.
Wright's F statistics are not used to determine whether a group can
be described as a subspecies or not, though the statistic is used
to measure the degree of differentiation between populations, the
degree of genetic differentiation is not a marker of subspecies
status. Generally taxonomists prefer to use phylogenetic analysis
to determine whether a population can be considered a subspecies.
Phylogenetic analysis relies on the concept of derived
characteristics that are not shared between groups, usually
applying to populations that are
allopatric (geographically separated)
and therefore discretely bounded. This would make a subspecies,
evolutionarily speaking, a
clade - a group
with a common evolutionary ancestor population. The smooth
gradation of human genetic variation in general rules out any idea
that human population groups can be considered monophyletic
(cleanly divided) as there appears to always have been considerable
gene flow between human populations.
Subspecies as clade
By the 1970s many evolutionary scientists were avoiding the concept
of "subspecies" as a
taxonomic category for
four reasons:
- very few data indicate that contiguous subspecies ever become
species
- geographically disjunct groups regarded as subspecies usually
can be demonstrated to actually be distinct species
- subspecies had been recognized on the basis of only 2-5
phenotypic characters, which often were
adaptations to local environments but which did not reflect the
evolutionary differentiation of populations as a whole
- with the advent of molecular techniques used to get a better
handle on genetic introgression (gene flow), the picture afforded
by looking at genetic variation was often at odds with the
phenotypic variation (as is the case with looking at genes versus
percentage of epidermal melanin in human
populations)
These criticisms have coincided with the rise of
cladistics
A
clade is a taxonomic group of organisms
consisting of a single common ancestor and all the descendants of
that ancestor. Every creature produced by sexual reproduction has
two immediate lineages, one maternal and one paternal. Whereas
Carolus Linnaeus established a
taxonomy of living organisms based on anatomical similarities and
differences,
cladistics seeks to
establish a taxonomy — the
phylogenetic tree — based on genetic
similarities and differences and tracing the process of acquisition
of multiple characteristics by single organisms. Some researchers
have tried to clarify the idea of race by equating it to the
biological idea of the
clade:
A
phylogenetic tree like the one
shown above is usually derived from
DNA or
protein sequences from populations. Often
mitochondrial DNA or
Y chromosome sequences are used to study
ancient human migration paths. These single-locus sources of DNA do
not
recombine and are
inherited from a single parent. Individuals from the various
continental groups tend to be more similar to one another than to
people from other continents, and tracing either mitochondrial DNA
or non-recombinant Y-chromosome DNA explains how people in one
place may be largely derived from people in some remote location.
The tree is rooted in the common ancestor of
chimpanzees and humans, which is believed to have
originated in
Africa. Horizontal distance
corresponds to two things:
- Genetic distance. Given below the diagram, the
genetic difference between humans and chimpanzees is roughly 2%, or
20 times larger than the variation among modern humans.
- Temporal remoteness of the most recent common
ancestor. Rough estimates are given above the diagram, in millions
of years. The mitochondrial most
recent common ancestor of modern humans lived roughly 200,000 years
ago, latest common ancestors of humans and chimpanzees between four
and seven million years ago.
Chimpanzees and humans belong to different
genera, indicated in Blue. Formation of
species and
subspecies is
also indicated, and the formation of "races" is indicated in the
green rectangle to the right (note that only a very rough
representation of human
phylogeny is
given, and the points made in the preceding section, insofar as
they apply to an "African race", are understood here). Note that
vertical distances are not meaningful in this representation.
Most evolutionary scientists have rejected the identification of
races with clades for two reasons. First, as Rachel Caspari (2003)
argued, clades are by definition monophyletic groups (a taxon that
includes
all descendants of a given ancestor) since no
groups currently regarded as races are monophyletic, none of those
groups can be clades.
For anthropologists Lieberman and Jackson (1995), however, there
are more profound methodological and conceptual problems with using
cladistics to support concepts of race. They emphasize that "the
molecular and biochemical proponents of this model explicitly use
racial categories
in their initial grouping of samples".
For example, the large and highly diverse macroethnic groups of
East Indians, North Africans, and Europeans are presumptively
grouped as Caucasians prior to the analysis of their DNA
variation.
This limits and skews interpretations, obscures other lineage
relationships, deemphasizes the impact of more immediate clinal
environmental factors on genomic diversity, and can cloud our
understanding of the true patterns of affinity.They argue that
however significant the empirical research, these studies use the
term race in conceptually imprecise and careless ways. They suggest
that the authors of these studies find support for racial
distinctions only because they began by assuming the validity of
race.
For empirical reasons we prefer to place emphasis on
clinal variation, which recognizes the existence of adaptive human
hereditary variation and simultaneously stresses that such
variation is not found in packages that can be labeled
races.
Indeed, recent research reports evidence for smooth, clinal genetic
variation even in regions previously considered racially
homogeneous, with the apparent gaps turning out to be artifacts of
sampling techniques (Serre & Pääbo 2004). These scientists do
not dispute the importance of cladistic research, only its
retention of the word race, when reference to populations and
clinal gradations are more than adequate to describe the
results.
Population genetics: population and cline
At the beginning of the 20th century, anthropologists questioned,
and eventually abandoned, the claim that biologically distinct
races are isomorphic with distinct linguistic, cultural, and social
groups. Shortly thereafter, the rise of
population genetics provided scientists
with a new understanding of the sources of phenotypic variation.
This new science has led many mainstream evolutionary scientists in
anthropology and
biology to question the very validity of race as a
scientific concept describing an objectively real phenomenon. Those
who came to reject the validity of the concept of race did so for
four reasons: empirical, definitional, the availability of
alternative concepts, and ethical (Lieberman and Byrne 1993).
The first to challenge the concept of race on empirical grounds
were
anthropologists Franz Boas, who demonstrated phenotypic
plasticity due to environmental factors (Boas 1912), and
Ashley Montagu (1941, 1942), who relied on
evidence from genetics.
Zoologists Edward O.
Wilson and W. Brown then challenged the concept from the
perspective of general animal systematics, and further rejected the
claim that "races" were equivalent to "subspecies" (Wilson and
Brown 1953).
Clines
One crucial innovation in reconceptualizing genotypic and
phenotypic variation was anthropologist C. Loring Brace's
observation that such variations, insofar as it is affected by
natural selection, migration, or
genetic drift, are distributed along
geographic gradations or
clines
(Brace 1964). In part this is due to
isolation by distance. This point
called attention to a problem common to phenotype-based
descriptions of races (for example, those based on hair texture and
skin color): they ignore a host of other similarities and
differences (for example, blood type) that do not correlate highly
with the markers for race. Thus, anthropologist Frank Livingstone's
conclusion, that since clines cross racial boundaries, "there are
no races, only clines" (Livingstone 1962: 279).
In a response to Livingston,
Theodore Dobzhansky argued that when
talking about race one must be attentive to how the term is being
used: "I agree with Dr. Livingston that if races have to be
'discrete units,' then there are no races, and if 'race' is used as
an 'explanation' of the human variability, rather than vice versa,
then the explanation is invalid." He further argued that one could
use the term race if one distinguished between "race differences"
and "the race concept." The former refers to any distinction in
gene frequencies between populations; the latter is "a matter of
judgment." He further observed that even when there is clinal
variation, "Race differences are objectively ascertainable
biological phenomena ... but it does not follow that racially
distinct populations must be given racial (or subspecific) labels."
In short, Livingston and Dobzhansky agree that there are genetic
differences among human beings; they also agree that the use of the
race concept to classify people, and how the race concept is used,
is a matter of social convention. They differ on whether the race
concept remains a meaningful and useful social convention.
In 1964, biologists Paul Ehrlich and Holm pointed out cases where
two or more clines are distributed discordantly—for example,
melanin is distributed in a decreasing pattern from the equator
north and south; frequencies for the haplotype for beta-S
hemoglobin, on the other hand, radiate out of specific geographical
points in Africa (Ehrlich and Holm 1964). As anthropologists
Leonard Lieberman and Fatimah Linda Jackson observed, "Discordant
patterns of heterogeneity falsify any description of a population
as if it were genotypically or even phenotypically homogeneous"
(Lieverman and Jackson 1995).
Patterns such as those seen in human physical and genetic variation
as described above, have led to the consequence that the number and
geographic location of any described races is highly dependent on
the importance attributed to, and quantity of, the traits
considered. For example, if only skin color and a "two race" system
of classification were used, then one might classify
Indigenous Australians in the same
race as
Black people, and
Caucasians in the same race as
East Asian people, but biologists and
anthropologists would dispute that these classifications have any
scientific validity. Scientists discovered a skin-lighting mutation
that partially accounts for the appearance of Light skin in humans
(people who migrated out of Africa northward into what is now
Europe) which they estimate occurred 20,000 to 50,000 years ago.
The East Asians owe their relatively light skin to different
mutations. On the other hand, the greater the number of traits (or
alleles) considered, the more subdivisions of
humanity are detected, since traits and gene frequencies do not
always correspond to the same geographical location. Or as Ossario
and Duster (2005) put it:
More recent genetic studies indicate that skin color may change
radically over as few as 100 generations, or about 2,500 years,
given the influence of the environment.
Populations
Population geneticists have debated as to whether the concept of
population can provide a basis for a new conception of race. In
order to do this, a working definition of population must be found.
Surprisingly, there is no generally accepted concept of population
that biologists use. It has been pointed out that the concept of
population is central to ecology, evolutionary biology and
conservation biology, but also that most definitions of population
rely on qualitative descriptions such as "a group of organisms of
the same species occupying a particular space at a particular time"
Waples and Gaggiotti identify two broad types of definitions for
populations; those that fall into an
ecological paradigm,
and those that fall into an
evolutionary paradigm.
Examples of such definitions are:
- Ecological paradigm: A group of individuals of the
same species that co-occur in space and time and have an
opportunity to interact with each other.
- Evolutionary paradigm: A group of individuals of the
same species living in close-enough proximity that any member of
the group can potentially mate with any other member.
Richard Lewontin, claiming that 85
percent of human variation occurs within populations and not among
populations, argued that neither "race" nor "subspecies" were
appropriate or useful ways to describe populations (Lewontin 1973).
Nevertheless, barriers—which may be cultural or physical— between
populations can limit gene flow and increase genetic differences.
Recent work by population geneticists conducting research in Europe
suggests that ethnic identity can be a barrier to gene flow.
Others, such as
Ernst Mayr, have argued
for a notion of "geographic race"
[4222].
Some researchers report the variation between racial groups
(measured by
Sewall Wright's
population structure statistic F
ST) accounts for as
little as 5% of human genetic variation².
Sewall Wright himself commented that if
differences this large were seen in another species, they would be
called subspecies. In 2003
A.
W. F. Edwards
argued that cluster analysis
supersedes Lewontin's arguments (see
below).
These empirical challenges to the concept of race forced
evolutionary sciences to reconsider their definition of race.
Mid-century, anthropologist William Boyd defined race as:
- A population which differs significantly from other populations
in regard to the frequency of one or more of the genes it
possesses. It is an arbitrary matter which, and how many, gene loci
we choose to consider as a significant "constellation" (Boyd
1950).
Lieberman and Jackson (1994) have pointed out that "the weakness of
this statement is that if one gene can distinguish races then the
number of races is as numerous as the number of human couples
reproducing." Moreover, anthropologist Stephen Molnar has suggested
that the discordance of clines inevitably results in a
multiplication of races that renders the concept itself useless
(Molnar 1992).
The distribution of many physical traits resembles the distribution
of genetic variation within and between human populations (American
Association of Physical Anthropologists 1996; Keita and Kittles
1997). For example, ~90% of the variation in human head shapes
occurs within every human group, and ~10% separates groups, with a
greater variability of head shape among individuals with recent
African ancestors (Relethford 2002).
Conversely, in the paper "Genetic similarities within and between
human populations" Witherspoon
et al. (2007) show that
even when individuals can be reliably assigned to specific
population groups, it is still possible for two randomly chosen
individuals from different populations/clusters to be more similar
to each other than to a randomly chosen member of their own
cluster. This is because multi locus clustering relies on
population level similarities, rather than individual similarities,
so that each individual is classified according to their similarity
to the typical genotype for any given population. The paper claims
that this masks a great deal of genetic similarity between
individuals belonging to different clusters. Or in other words, two
individuals from different clusters can be more similar to each
other than to a member of their own cluster, while still both being
more similar to the typical genotype of their own cluster than to
the typical genotype of a different cluster.
When differences between individual pairs of people are tested,
Witherspoon
et al. found that the answer to the question
"How often is a pair of individuals from one population genetically
more dissimilar than two individuals chosen from two different
populations?" is not adequately addressed by multi locus clustering
analyses. They found that even for just three population groups
separated by large geographic ranges (European, African and East
Asian) the inclusion of many thousands of loci is required before
the answer can become "never". On the other hand, the accurate
classification of the global population must include more closely
related and admixed populations, which will increase this above
zero, so they state "In a similar vein, Romualdi et al. (2002) and
Serre and Paabo (2004) have suggested that highly accurate
classification of individuals from continuously sampled (and
therefore closely related) populations may be impossible".
Witherspoon
et al. conclude "The fact that, given enough
genetic data, individuals can be correctly assigned to their
populations of origin is compatible with the observation that most
human genetic variation is found within populations, not between
them. It is also compatible with our finding that, even when the
most distinct populations are considered and hundreds of loci are
used, individuals are frequently more similar to members of other
populations than to members of their own population"
Molecular genetics: lineages and clusters
With the recent availability of large amounts of human genetic data
from many geographically distant human groups, scientists have
again started to investigate the relationships between people from
various parts of the world. One method is to investigate DNA
molecules that are passed down from mother to child (mtDNA) or from
father to son (Y chromosomes). These form molecular lineages and
can be informative regarding prehistoric population migrations.
Alternatively, autosomal alleles are investigated in an attempt to
understand how much genetic material groups of people share.
This work has led to a debate amongst geneticists, molecular
anthropologists and medical doctors as to the validity of concepts
such as race. Some researchers insist that classifying people into
groups based on ancestry may be important from medical and social
policy points of view, and claim to be able to do so accurately.
Others claim that individuals from different groups share far too
much of their genetic material for group membership to have any
medical implications. This has reignited the scientific debate over
the validity of human classification and concepts of race.
Summary of different biological definitions of race
Biological definitions of race (Long & Kittles, 2003)
et al.
| Concept |
Reference |
Definition |
| Essentialist |
Hooton (1926) |
"A great division of mankind, characterized as a group by the
sharing of a certain combination of features, which have been
derived from their common descent, and constitute a vague physical
background, usually more or less obscured by individual variations,
and realized best in a composite picture." |
| Taxonomic |
Mayr (1969) |
"An aggregate of phenotypically similar populations of a
species, inhabiting a geographic subdivision of the range of a
species, and differing taxonomically from other populations of the
species." |
| Population |
Dobzhansky (1970) |
"Races are genetically distinct Mendelian populations. They are
neither individuals nor particular genotypes, they consist of
individuals who differ genetically among themselves." |
| Lineage |
Templeton (1998) |
"A subspecies (race) is a distinct evolutionary lineage within
a species. This definition requires that a subspecies be
genetically differentiated due to barriers to genetic exchange that
have persisted for long periods of time; that is, the subspecies
must have historical continuity in addition to current genetic
differentiation." |
Current views across disciplines
One result of debates over the meaning and validity of the concept
of race is that the current literature across different disciplines
regarding human variation lacks
consensus, though within some fields,
such as biology, there is strong consensus. Some studies use the
word race in its early
essentialist
taxonomic sense. Many others still use the
term race, but use it to mean a population,
clade, or
haplogroup. Others
eschew the concept of race altogether, and use the concept of
population as a less problematical unit of analysis.
Since 1932, some
college textbooks introducing physical anthropology have
increasingly come to reject race as a valid concept: from 1932 to
1976, only seven out of thirty-two rejected race; from 1975 to
1984, thirteen out of thirty-three rejected race; from 1985 to
1993, thirteen out of nineteen rejected race. According to one
academic journal entry, where 78 percent of the articles in the
1931
Journal of Physical Anthropology employed these or
nearly synonymous terms reflecting a bio-race paradigm, only 36
percent did so in 1965, and just 28 percent did in 1996. The
Statement on "Race" (1998) composed by a select committee
of anthropologists and issued by the executive board of the
American Anthropological Association as a statement they "believe
[...] represents generally the contemporary thinking and scholarly
positions of a majority of anthropologists", declares:
In an ongoing debate, some geneticists argue that race is neither a
meaningful concept nor a useful
heuristic
device, and even that genetic differences among groups are
biologically meaningless, because more genetic variation exists
within such races than among them, and that racial traits overlap
without discrete boundaries.Other geneticists, in contrast, argue
that categories of self-identified race/ethnicity or biogeographic
ancestry are both valid and useful, that these categories
correspond to clusters
inferred from multilocus genetic data, and that this
correspondence implies that genetic factors might contribute to
unexplained phenotypic variation between groups.
In February, 2001, the editors of the medical journal
Archives
of Pediatrics and Adolescent Medicine asked authors to no
longer use race as an explanatory variable and not to use
obsolescent terms. Some other peer-reviewed journals, such as the
New England Journal of Medicine and the
American
Journal of Public Health, have made similar endeavours.
Furthermore, the National Institutes of Health recently issued a
program announcement for grant applications through February 1,
2006, specifically seeking researchers who can investigate and
publicize among primary care physicians the detrimental effects on
the nation's health of the practice of medical racial profiling
using such terms. The program announcement quoted the editors of
one journal as saying that, "analysis by race and ethnicity has
become an analytical knee-jerk reflex."
A
survey, taken in 1985
(Lieberman
et al. 1992), asked 1,200 American
anthropologists how many
disagree with the
following proposition: "There are biological races in the species
Homo sapiens." The responses were:
The figure for physical anthropologists at
PhD
granting departments was slightly higher, rising from 41% to 42%,
with 50% agreeing. This survey, however, did not specify any
particular definition of race (although it did clearly specify
biological race within the
species Homo
sapiens); it is difficult to say whether those who supported
the statement thought of race in taxonomic or population
terms.
The same survey, taken in 1999, showed the following changing
results for anthropologists:
In
Poland
the race concept was rejected by only 25 percent of
anthropologists in 2001, although: "Unlike the U.S.
anthropologists, Polish anthropologists tend to regard race as a
term without taxonomic value, often as a substitute for
population."
In the face of these issues, some evolutionary scientists have
simply abandoned the concept of race in favor of "population." What
distinguishes population from previous groupings of humans by race
is that it refers to a breeding population (essential to genetic
calculations) and not to a biological
taxon.
Other evolutionary scientists have abandoned the concept of race in
favor of
cline (meaning,
how the frequency of a trait changes along a geographic gradient).
(The concepts of population and cline are not, however, mutually
exclusive and both are used by many evolutionary scientists.)
According to Jonathan Marks,
- By the 1970s, it had become clear that (1) most human
differences were cultural; (2) what was not cultural was
principally polymorphic - that is to say, found in diverse groups
of people at different frequencies; (3) what was not cultural or
polymorphic was principally clinal - that is to say, gradually
variable over geography; and (4) what was left - the component of
human diversity that was not cultural, polymorphic, or clinal - was
very small.
- A consensus consequently developed among anthropologists and
geneticists that race as the previous generation had known it - as
largely discrete, geographically distinct, gene pools - did not
exist.
In the face of this rejection of race by evolutionary scientists,
many social scientists have replaced the word race with the word
"
ethnicity" to refer to
self-identifying groups based on beliefs concerning shared culture,
ancestry and history. Alongside empirical and conceptual problems
with "race," following the
Second World
War, evolutionary and social scientists were acutely aware of
how beliefs about race had been used to justify discrimination,
apartheid, slavery, and genocide. This questioning gained momentum
in the 1960s during the U.S.
civil
rights movement and the emergence of numerous anti-colonial
movements worldwide. They thus came to believe that race itself is
a
social construct, a concept
that was believed to correspond to an objective reality but which
was believed in because of its social functions.
Races as social constructions
Even as the idea of race was becoming a powerful organizing
principle in many societies, some observers criticized the concept.
In Europe, the gradual transition in appearances from one group to
adjacent groups suggested to Blumenbach that "one variety of
mankind does so sensibly pass into the other, that you cannot mark
out the limits between them" (Marks 1995, p. 54). As
anthropologists and other evolutionary scientists have shifted away
from the language of race to the term
population to talk
about genetic differences,
Historians,
anthropologists and
social scientists have re-conceptualized the
term "race" as a cultural category or
social construct, in other words, as a
particular way that some people have of talking about themselves
and others.
Dr. Craig Venter and scientist Francis Collins of the National
Institute of Health jointly made the announcement of the mapping of
the human genome in 2000. Upon examining the data from the genome
mapping, he realized that although we are indeed further apart
genetically from each other, (1-3% instead of the assumed 1%), the
types of variations don't warrant calling each other different
races. Venter says quote.."Race is a social concept. It's not a
scientific one. There are no bright lines (that would stand out),
if we could compare all the sequenced genomes of everyone on the
planet." "When we try to apply science to try to sort out these
social differences, it all falls apart."
Stephan Palmie has recently summarized, race "is not a thing but a
social relation"; or, in the words of Katya Gibel Mevorach, "a
metonym," "a human invention whose criteria for differentiation are
neither universal nor fixed but have always been used to manage
difference." As such it cannot be a useful analytical concept;
rather, the use of the term "race" itself must be analyzed.
Moreover, they argue that biology will not explain why or how
people use the idea of race: history and social relationships
will.
In the United States
The immigrants to the
Americas came
ultimately from every region of Europe, Africa, and Asia.
Throughout America the immigrants
mixed among themselves and with the
indigenous inhabitants of the
continent.
In the United States
, for example, most people who self-identify as
African American have some European ancestors — in one analysis
of genetic markers that have differing frequencies between
continents, European ancestry ranged from an estimated 7% for a
sample of Jamaicans
to ∼23% for a sample of African Americans from
New
Orleans
(Parra et al. 1998). Similarly,
many people who identify as
European
American have some African or Native American ancestors, either
through openly
interracial
marriages or through the gradual inclusion of people with mixed
ancestry into the majority population. In a survey of college
students who self-identified as
white
in a northeastern U.S. university, ∼30% were estimated to have less
than 90% European ancestry.
Since the early history of the United States, Native Americans,
African Americans, and European Americans have been classified as
belonging to different races. For nearly three centuries, the
criteria for membership in these groups were similar, comprising a
person’s appearance, his fraction of known non-White ancestry, and
his social circle.
2 But the criteria
for membership in these races diverged in the late 19th century.
During
Reconstruction,
increasing numbers of Americans began to consider anyone with
"
one drop" of known "Black blood" to
be Black, regardless of appearance.
3
By the early 20th century, this notion of invisible blackness was
made statutory in many states and widely adopted
nationwide.
4 In contrast,
Amerindians continue to be defined by a certain
percentage of "Indian blood" (called
blood quantum), due in large part to
American slavery ethics.
Finally, to be White one had to have perceived "pure" White
ancestry.
Efforts to sort the increasingly mixed population of the United
States into discrete categories generated many difficulties
(Spickard 1992). Efforts to track mixing between groups led to a
proliferation of categories, such as
mulatto
and
octoroon, and blood quantum
distinctions that became increasingly untethered from self-reported
ancestry. A person's racial identity can change over time, and
self-ascribed race can differ from assigned race (Kressin
et
al. 2003).
The difference between how Native American and Black identities are
defined today (blood quantum versus one-drop rule) has demanded
explanation. According to anthropologists such as
Gerald Sider, the goal of such racial
designations was to concentrate power, wealth, privilege and land
in the hands of Whites in a society of
White hegemony and privilege
(Sider 1996; see also Fields 1990). The differences have little to
do with biology and far more to do with the history of
racism and specific forms of
White supremacy (the social, geopolitical
and economic agendas of dominant Whites vis-à-vis subordinate
Blacks and Native Americans), especially the different roles Blacks
and Amerindians occupied in White-dominated 19th century
America.
The theory suggests that the blood quantum definition of Native
American identity enabled Whites to acquire Amerindian lands, while
the one-drop rule of Black identity enabled Whites to preserve
their agricultural labor force. The contrast presumably emerged
because, as peoples transported far from their land and kinship
ties on another continent, Black labor was relatively easy to
control, thus reducing Blacks to valuable
commodities as agricultural laborers. In contrast,
Amerindian labor was more difficult to control; moreover,
Amerindians occupied large territories that became valuable as
agricultural lands, especially with the invention of new
technologies such as railroads; thus, the blood quantum definition
enhanced White acquisition of Amerindian lands in a doctrine of
Manifest Destiny that subjected
them to marginalization and multiple episodic localized campaigns
of extermination.
The political economy of race had different consequences for the
descendants of aboriginal Americans and African slaves. The 19th
century blood quantum rule meant that it was relatively easier for
a person of mixed Euro-Amerindian ancestry to be accepted as White.
The offspring of only a few generations of intermarriage between
Amerindians and Whites likely would not have been considered
Amerindian at all (at least not in a legal sense). Amerindians
could have
treaty rights to land, but
because an individual with one Amerindian great-grandparent no
longer was classified as Amerindian, they lost any legal claim to
Amerindian land. According to the theory, this enabled Whites to
acquire Amerindian lands. The irony is that the same individuals
who could be denied legal standing because they were "too White" to
claim property rights, might still be Amerindian enough to be
considered "
breeds", stigmatized for
their Native American ancestry.
The one-drop rule, on the other hand, made it relatively difficult
for anyone of known Black ancestry to be accepted as White during
the 20th century. The child of a Black sharecropper and a White
person was considered Black. And, significantly, in terms of the
economics of sharecropping, such a person also would likely be a
sharecropper as well, thus adding to the employer's labor
force.
In short, this theory suggests that in a 20th century economy that
benefited from sharecropping, it was useful to have as many Blacks
as possible. Conversely, in a 19th century nation bent on westward
expansion, it was advantageous to diminish the numbers of those who
could claim title to Amerindian lands by simply defining them out
of existence.
It must be mentioned, however, that although some scholars of the
Jim Crow period agree that the 20th
century notion of invisible Blackness shifted the color line in the
direction of paleness, thereby swelling the labor force in response
to Southern Blacks'
Great Migration
northwards, others (Joel Williamson, C. Vann Woodward, George M.
Fredrickson, Stetson Kennedy) see the one-drop rule as a simple
consequence of the need to define Whiteness as being pure, thus
justifying White-on-Black oppression. In any event, over the
centuries when Whites wielded power over both Blacks and
Amerindians and widely believed in their inherent superiority over
people of color, it is no coincidence that the hardest racial group
in which to prove membership was the White one.
In the United States, social and legal conventions developed over
time that forced individuals of mixed ancestry into simplified
racial categories (Gossett 1997). An example is the aforementioned
one-drop rule implemented in some state laws that treated anyone
with a single known African American ancestor as black (Davis
2001). The decennial censuses conducted since 1790 in the United
States also created an incentive to establish racial categories and
fit people into those categories (Nobles 2000). In other countries
in the Americas where mixing among groups was overtly more
extensive, social categories have tended to be more numerous and
fluid, with people moving into or out of categories on the basis of
a combination of socioeconomic status, social class, ancestry, and
appearance (Mörner 1967).
The term "
Hispanic" as an
ethnonym emerged in the 20th century with the rise
of migration of laborers from American
Spanish-speaking countries to the United
States. Today, the word "Latino" is often used as a synonym for
"Hispanic". The definitions of both terms are non-race specific,
and include people who consider themselves to be of distinct races
(Black, White, Amerindian, Asian, and mixed groups). In contrast to
"Latino" or "Hispanic", "
Anglo" refers to
non-Hispanic
White Americans or
non-Hispanic
European Americans,
most of whom speak the English language but are not necessarily of
English descent.
In Brazil
Compared to 19th century United States, 20th century
Brazil was characterized by a
perceived relative absence of sharply defined racial groups.
According to anthropologist Marvin Harris (1989), this pattern
reflects a different history and different
social relations. Basically, race in Brazil
was "biologized," but in a way that recognized the difference
between ancestry (which determines
genotype) and
phenotypic
differences. There, racial identity was not governed by rigid
descent rule, such as the
one-drop
rule, as it was in the United States. A Brazilian child was
never automatically identified with the racial type of one or both
parents, nor were there only a very limited number of categories to
choose from.
Over a dozen racial categories would be recognized in conformity
with all the possible combinations of hair color, hair texture, eye
color, and skin color. These types grade into each other like the
colors of the spectrum, and no one category stands significantly
isolated from the rest. That is, race referred preferentially to
appearance, not heredity. The complexity of racial classifications
in Brazil reflects the extent of
miscegenation in
Brazilian society, a society that remains
highly, but not strictly,
stratified along color lines.
Henceforth, the Brazilian
narrative of a
perfect "post-racist" country, must be met with caution, as
sociologist
Gilberto Freyre
demonstrated in 1933 in
Casa Grande e Senzala.
Marketing of race: genetic lineages as social lineages
New research in molecular genetics, and the marketing of genetic
identities through the analysis of one's
Y
chromosome,
mtDNA or
autosomal DNA, has reignited the debate surrounding
race. Most of the controversy surrounds the question of how to
interpret these new data, and whether conclusions based on existing
data are sound. Although the vast majority of researchers endorse
the view that continental groups do not constitute different
subspecies, and molecular geneticists generally reject the
identification of mtDNA and Y chromosomal lineages or allele
clusters with "races", some anthropologists have suggested that the
marketing of genetic analysis to the general public in the form of
"Personalized Genetic Histories" (PGH) is leading to a new social
construction of race.
Typically, a consumer of a commercial PGH service sends in a sample
of DNA which is analyzed by molecular biologists and is sent a
report, of which the following is a sample
- "African DNA Ancestry Report"
Although no single sentence in such a report is technically wrong,
through the combination of these sentences, anthropologists and
others have argued, the report is telling a story that connects a
haplotype with a language and a group of tribes. This story is
generally rejected by research scientists because an individual
receives his or her Y chromosome or mtDNA from only one ancestor in
every generation; consequently, with every generation one goes back
in time, the percentage of one's ancestors it represents halves; if
one goes back hundreds (let alone thousands) of years, it
represents only a tiny fragment of one's ancestry. As Mark Shriver
and Rick Kittles recently remarked,
Nevertheless, they acknowledge, such stories are increasingly
appealing to the general public. Thus, in his book
Blood of the Isles (published in the
US and Canada as
Saxons, Vikings and Celts: The Genetic Roots
of Britain and Ireland), however,
Bryan
Sykes discusses how people who have been mtDNA tested by his
commercial laboratory and been found to belong to the same
haplogroup have parties together because they see this as some sort
of "bond", even though these people may not actually share very
much ancestry.
Through these kinds of reports, new advances in molecular genetics
are being used to create or confirm stories have about
social identities. Although these
identities are not racial in the biological sense, they are in the
cultural sense in that they link biological and cultural
identities. Nadia Abu el-Haj has argued that the significance of
genetic lineages in popular conceptions of race owes to the
perception that while genetic lineages, like older notions of race,
suggests some idea of biological relatedness, unlike older notions
of race they are not directly connected to claims about human
behaviour or character. Abu el-Haj has thus argued that
"postgenomics does seem to be giving race a new lease on life."
Nevertheless, Abu el-Haj argues that to understand what it means to
think of race in terms of genetic lineages or clusters, one must
understand that
Abu el-Haj argues that genomics and the mapping of lineages and
clusters liberates "the new racial science from the older one by
disentangling ancestry from culture and capacity." As an example,
she refers to recent work by Hammer
et al., which aimed to
test the claim that present-day Jews are more closely related to
one another than to neighbouring non-Jewish populations. Hammer
et al. found that the degree of genetic similarity among
Jews shifted depending on the locus investigated, and suggested
that this was the result of natural selection acting on particular
loci. They therefore focused on the non-recombining Y chromosome to
"circumvent some of the complications associated with
selection".
As another example she points to work by Thomas
et al.,
who sought to distinguish between the Y chromosomes of Jewish
priests (in Judaism, membership in the priesthood is passed on
through the father's line) and the Y chromosomes of non-Jews. Abu
el-Haj concluded that this new "race science" calls attention to
the importance of "ancestry" (narrowly defined, as it does not
include all ancestors) in some religions and in popular culture,
and people's desire to use science to confirm their claims about
ancestry; this "race science," she argues, is fundamentally
different from older notions of race that were used to explain
differences in human behaviour or social status:
On the other hand, there are tests that do not rely on molecular
lineages, but rather on correlations between allele frequencies,
often when allele frequencies correlate these are called clusters.
Clustering analyses are less powerful than lineages because they
cannot tell a historical story, they can only estimate the
proportion of a person's ancestry from any given large geographical
region. These sorts of tests use informative alleles called
Ancestry-informative
marker (AIM), which although shared across all human
populations vary a great deal in frequency between groups of people
living in geographically distant parts of the world.
These tests use contemporary people sampled from certain parts of
the world as references to determine the likely proportion of
ancestry for any given individual. In a recent
Public Service Broadcasting
(PBS) programme on the subject of genetic ancestry testing the
academic
Henry Louis Gates:
"wasn’t thrilled with the results (it turns out that 50 percent of
his ancestors are likely European)". Charles Rotimi, of Howard
University's National Human Genome Center, is one of many who have
highlighted the methodological flaws in such research — that "the
nature or appearance of genetic clustering (grouping) of people is
a function of how populations are sampled, of how criteria for
boundaries between clusters are set, and of the level of resolution
used" all bias the results — and concluded that people should be
very cautious about relating genetic lineages or clusters to their
own sense of identity.
Thus, in analyses that assign individuals to groups it becomes less
apparent that self-described racial groups are reliable indicators
of ancestry. One cause of the reduced power of the assignment of
individuals to groups is
admixture. For example, self-described
African Americans tend to have a mix of West African and European
ancestry. Shriver
et al. (2003) found that on average
African Americans have ~80% African ancestry. Also, in a survey of
college students who self-identified as “white” in a northeastern
U.S. university, ~30% of whites had less than 90% European
ancestry.
Stephan Palmie has responded to Abu el-Haj's claim that genetic
lineages make possible a new, politically, economically, and
socially benign notion of race and racial difference by suggesting
that efforts to link genetic history and personal identity will
inevitably "ground present social arrangements in a time-hallowed
past," that is, use biology to explain cultural differences and
social inequalities.
Political and practical uses
Racism
Race and intelligence
Researchers have reported differences in the average
IQ test scores of various ethnic groups. The
interpretation, causes, accuracy and reliability of these
differences are highly controversial. Some researchers, such as
Arthur Jensen,
Richard Herrnstein, and
Richard Lynn, have argued that such differences
are at least partially genetic. Others, for example
Thomas Sowell, argue that the differences
largely owe to social and economic inequalities. Still others such
as
Stephen Jay Gould and
Richard Lewontin have argued that
categories such as "race" and "intelligence" are cultural
constructs that render any attempt to explain such differences
(whether genetically or sociologically) meaningless.
The
Flynn effect is the rise of average
Intelligence Quotient (IQ) test scores over generations (over
time), an effect seen in most parts of the world, although at
varying rates. Scholars therefore believe that rapid increases in
average IQ seen in many places are much too fast to be as a result
of changes in brain physiology and more likely as a result of
environmental changes. The fact that environment has a significant
effect on IQ undermines the case for the use of IQ data as a source
of genetic information.
In biomedicine
There is an active debate among biomedical researchers about the
meaning and importance of race in their research. The primary
impetus for considering race in biomedical research is the
possibility of improving the prevention and treatment of
diseases by predicting hard-to-ascertain factors on
the basis of more easily ascertained characteristics. Some have
argued that without cheap and widespread genetic tests, racial
identification is the best way to predict for certain diseases,
such as
Cystic fibrosis,
Lactose intolerance,
Tay-Sachs Disease and
sickle cell anemia, which are genetically
linked and more prevalent in some populations than others. The most
well-known examples of genetically-determined disorders that vary
in incidence among populations would be
sickle cell disease,
thalassaemia, and
Tay-Sachs disease.
distribution of the sickle cell trait
There has been criticism of associating disorders with race. For
example, in the United States sickle cell is typically associated
with black people, but this trait is also found in people of
Mediterranean, Middle Eastern or Indian ancestry. The sickle cell
trait offers some resistance to
malaria. In
regions where malaria is present sickle cell has been
positively selected and consequently the
proportion of people with it is greater. Therefore, it has been
argued that sickle cell should not be associated with a particular
race, but with having ancestors who lived in a malaria-prone
region. Africans living in areas where there is no malaria, such as
the East African highlands, have a prevalence of sickle cell as low
as parts of Northern Europe.
Another example of the use of race in medicine is the recent
U.S. FDA approval of
BiDil, a medication for
congestive heart failure targeted at black people in the United
States. Several researchers have questioned the scientific basis
for arguing the merits of a medication based on race, however. As
Stephan Palmie has recently pointed out, black Americans were
disproportionately affected by Hurricane Katrina, but for social
and not climatological reasons; similarly, certain diseases may
disproportionately affect different races, but not for biological
reasons. Several researchers have suggested that BiDil was
re-designated as a medicine for a race-specific illness because its
manufacturer, Nitromed, needed to propose a new use for an existing
medication to justify an extension of its patent and thus monopoly
on the medication, not for pharmacological reasons.
Gene flow and intermixture also have an
effect on predicting a relationship between race and "race linked
disorders". Multiple sclerosis is typically associated with people
of European descent and is of low risk to people of African
descent. However, due to gene flow between the populations, African
Americans have elevated levels of MS relative to Africans. Notable
African Americans affected by MS include
Richard Pryor and
Montel Williams. As populations continue to
mix, the role of socially constructed races may diminish in
identifying diseases.
A problem with making this distinction between Africans and
Americans of African descent, however are recent discoveries of a
link of where someone grew up as a child based upon latitudinal
distance from the equator and a link with developing MS as an
adult. While the incidence of MS increases with degree of melanin
in the skin and Vitamin D production from sunlight exposure, in
this manner the importance of race exists primarily in regards to
childhood development and sunlight exposure. Rates of MS among
caucasians and other races are also higher among adults who grew up
in higher latitudes. This would make expression of genotype more
important than the genotype itself since all races experience
greater rates of development of MS if childhood exposure to
sunlight and Vitamin D production is decreased.
In law enforcement
In an
attempt to provide general descriptions that may facilitate the job
of law enforcement officers
seeking to apprehend suspects, the United States FBI
employs the term "race" to summarize the general
appearance (skin color, hair texture, eye shape, and other such
easily noticed characteristics) of individuals whom they are
attempting to apprehend. From the perspective of
law enforcement officers, it is
generally more important to arrive at a description that will
readily suggest the general appearance of an individual than to
make a scientifically valid categorization by DNA or other such
means. Thus, in addition to assigning a wanted individual to a
racial category, such a description will include: height, weight,
eye color, scars and other distinguishing characteristics.
Scotland Yard
use a classification based in the ethnic background
of British society: W1
(White-British), W2 (White-Irish), W9 (Any other white background);
M1 (White and black Caribbean), M2 (White and black African), M3
(White and Asian), M9 (Any other mixed background); A1
(Asian-Indian), A2 (Asian-Pakistani), A3 (Asian-Bangladeshi), A9
(Any other Asian background); B1 (Black Caribbean), B2 (Black
African), B3 (Any other black background); O1 (Chinese), O9 (Any
other). Some of the characteristics that constitute these
groupings are biological and some are learned (cultural,
linguistic, etc.) traits that are easy to notice.
In many
countries, such as France
, the state
is legally banned from maintaining data based on race, which often
makes the police issue wanted notices to the public that include
labels like "dark skin complexion", etc. One factor that encourages
this kind of circuitous wordings is that there is controversy over
the actual relationship between crimes, their assigned punishments,
and the division of people into the so-called "races," leading
officials to try to deemphasize the alleged race of
suspects.
In the United States, the practice of
racial profiling has been ruled to be both
unconstitutional and also to
constitute a violation of
civil rights.
There is active debate regarding the cause of a marked correlation
between the recorded crimes, punishments meted out, and the
country's "racially divided" people. Many consider
de
facto racial profiling an
example of
institutional racism
in law enforcement. The history of misuse of racial categories to
impact adversely one or more groups and/or to offer protection and
advantage to another has a clear impact on debate of the legitimate
use of known phenotypical or genotypical characteristics tied to
the presumed race of both victims and perpetrators by the
government.
More recent work in racial taxonomy based on DNA cluster analysis
(see
Lewontin's Fallacy) has led
law enforcement to narrow their search for individuals based on a
range of phenotypical characteristics found consistent with DNA
evidence.
While controversial, DNA analysis has been successful in helping
police identify both victims and perpetrators by indicating what
phenotypical characteristics to look for and what community the
individual may have lived in. For example, in one case phenotypical
characteristics suggested that the friends and family of an
unidentified victim would be found among the Asian community, but
the DNA evidence directed official attention to missing Native
Americans, where her true identity was eventually confirmed. In an
attempt to avoid potentially misleading associations suggested by
the word "race," this classification is called "biogeographical
ancestry" (BGA), but the terms for the BGA categories are similar
to those used as for race.
The difference is that ancestry-informative DNA markers identify
continent-of-ancestry admixture, not ethnic self-identity, and
provide a wide range of phenotypical characteristics such that some
people in a biogeographical category will not match the
stereotypical image of an individual belonging to the corresponding
race. To facilitate the work of officials trying to find
individuals based on the evidence of their DNA traces, firms
providing the genetic analyses also provide photographs showing a
full range of phenotypical characteristics of people in each
biogeographical group. Of special interest to officials trying to
find individuals on the basis of DNA samples that indicate a
diverse genetic background is what range of phenotypical
characteristics people with that general mixture of genotypical
characteristics may display.
Forensic anthropology
Similarly,
forensic
anthropologists draw on highly heritable morphological features
of human remains (e.g. cranial measurements) to aid in the
identification of the body, including in terms of race. In a recent
article anthropologist Norman Sauer asked, "if races don't exist,
why are forensic anthropologists so good at identifying them?"
Sauer observed that the use of 19th century racial categories is
widespread among forensic anthropologists:
- "In many cases there is little doubt that an individual
belonged to the Negro, Caucasian, or Mongoloid racial stock."
- "Thus the forensic anthropologist uses the term race in the
very broad sense to differentiate what are commonly known as white,
black and yellow racial stocks."
- "In estimating race forensically, we prefer to determine if the
skeleton is Negroid, or Non-Negroid. If findings favor Non-Negroid,
then further study is necessary to rule out Mongoloid."
According to Sauer, "The assessment of these categories is based
upon copious amounts of research on the relationship between
biological characteristics of the living and their skeletons."
Nevertheless, he agrees with other anthropologists that race is not
a valid biological taxonomic category, and that races are socially
constructed. He argued there is nevertheless a strong relationship
between the phenotypic features forensic anthropologists base their
identifications on, and popular racial categories. Thus, he argued,
forensic anthropologists apply a racial label to human remains
because their analysis of physical morphology enables them to
predict that when the person was alive, a particular racial label
would have been applied to them.
See also
Footnotes
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External links
Official statements and standards
Popular press
- The Myth of Race On the lack of scientific
basis for the concept of human races (Medicine Magazine, 2007).
- Race - The
power of an illusion Online companion to California Newsreel's documentary about
race in society, science, and history
- Steven and Hilary Rose, The
Guardian, "Why we should give up on race", 9 April 2005
- Times Online, "Gene tests prove that we are all the same under
the skin", 27 October 2004.
- Michael J. Bamshad, Steve E. Olson "Does Race Exist?", Scientific
American, December 2003
- "Gene Study Identifies 5 Main Human Populations,
Linking Them to Geography", Nicholas Wade, NYTimes,
December 2002. Covering
- Scientific American Magazine (December 2003 Issue)
Does race exists ?.
- DNA Study published by United Press International showing
how 30% of White Americans have at least one Black
ancestor
- Yehudi O. Webster Twenty-one Arguments for Abolishing Racial
Classification, The Abolitionist Examiner, June
2000
- The Tex(t)-Mex Galleryblog, An updated, online
supplement to the University of Texas Press book (2007), Tex(t)-Mex
- Times of India - Article about Asian
racism
- South China Morning Post - Going beyond
‘sorry’
- Is
Race "Real"? forum organized by the Social Science Research
Council, includes 2005 op-ed
article by A.M. Leroi from
the New York Times advocating biological conceptions
of race and responses from scholars in various fields More from Leori with responses
- Richard Dawkins: Race and creation (extract from The Ancestor's Tale: A Pilgrimage to the
Dawn of Life) - On race, its usage and a theory of how it evolved.
( Prospect Magazine October 2004)
Others