The
Sokal affair (also
Sokal's
hoax) was an experiment by
physicist Alan Sokal
perpetrated on the editorial staff and readership of the
postmodern cultural
studies journal
Social Text
(published by
Duke University
Press).
In 1996,
Sokal, a professor of physics at New York University
, submitted a paper for publication in Social
Text, as an experiment to see if a journal in that field
would, in Sokal's words: "publish an article liberally salted with
nonsense if (a) it sounded good and (b) it flattered the editors'
ideological preconceptions." The paper argued that quantum
gravity is a social and linguistic construct.
The paper, titled "Transgressing the Boundaries: Towards a
Transformative
Hermeneutics of
Quantum Gravity", was published in the
Spring/Summer 1996 "
Science Wars" issue
of
Social Text, which at that time had no peer review
process, and so did not submit it for outside review. On the day of
its publication, Sokal announced in another publication,
Lingua Franca,
that the article was a
hoax, calling his paper
"a pastiche of left-wing cant, fawning references, grandiose
quotations, and outright nonsense", which was "structured around
the silliest quotations [he] could find about mathematics and
physics" made by postmodernist academics.
The resulting debate focused on the relative scholarly merits or
lack thereof of sociological commentary on the physical sciences
and of postmodern-influenced sociological disciplines in general,
as well as on academic ethics, including both whether it was
appropriate for Sokal to deliberately mislead an academic journal,
as well as whether
Social Text took appropriate
precautions in publishing the paper.
Background
In an interview with
National
Public Radio's
All Things
Considered Alan Sokal said that he was inspired to conduct
his "experiment" after reading
Higher Superstition: The Academic Left and Its Quarrels With
Science by
Paul R. Gross and
Norman
Levitt. The book discusses what the authors believed was a
disturbing trend in university liberal arts departments, especially
English, to become dominated by a "trendy" branch of postmodernist
deconstructionist thought.
In the 1990s, according to
Higher Superstition, the
"academic left" was dominated by professors focusing on
racism,
sexism and other forms
of prejudice. Science was among the targets of this critique,
sparking what became known as the "
science
wars". According to Gross and Levitt, academic journals in the
humanities were increasingly publishing articles in which authors
were extremely critical of science, even though they demonstrated
little or no knowledge of science. As Gross and Levitt state in
their introduction: "A curious fact about the recent left-critique
of science is the degree to which its instigators have overcome
their former timidity of indifference towards the subject not by
studying it in detail, but rather by creating a repertoire of
rationalizations for avoiding such study."
Higher Superstition selected a number of essays by members
of the academic left who seemed not to understand the original
scientific documents they were critiquing. The result, according to
Gross and Levitt, was a series of nonsensical statements. What they
found especially troubling was that academic journals were not
judging scholarship by its intellectual quality, but instead by its
political leanings. Gross and Levitt maintained that academic
articles in the humanities needed only display the proper leftist
thought and be written by, or quote, well-known leftist authors to
be published.
Gross and Levitt's stated aim was not to critique postmodern
thought itself, but to expose the particular brand of fuzzy-headed
thinking that went unchallenged in the field. Furthermore, they
wanted to expose the fact that the "science wars" were being waged
primarily by non-scientists. The one-sided debate, in their view,
was going largely unchallenged in spite of highly contentious
claims.
Paper
Sokal's experiment directly tested Gross and Levitt's claims by
attempting to get a paper published in a top deconstructionist
journal. If they were correct, the content of the paper would not
matter and could be filled with complete nonsense; what would
matter would be fawning references to other deconstructionist
authors and the proper amount of feminist and socialist
thought.
Sokal produced a paper that argued that
quantum gravity has
progressive political implications, and that
Rupert Sheldrake's
New Age concept of the "
morphogenetic field"
could be a cutting-edge theory of quantum gravity. It concludes
that, since "physical 'reality' ... is at bottom a social and
linguistic construct", a "liberatory science" and "emancipatory
mathematics" must be developed that spurn "the elite caste canon of
'high science'" for a "postmodern science [that] provide[s]
powerful intellectual support for the progressive political
project".
Footnotes contain more obvious (to mathematicians) jokes, such as
one that comments:
Sokal submitted the paper to the journal
Social Text. Its
editors were collecting papers for an upcoming issue dedicated to
the science wars, and his was the only article submitted by a "real
scientist". The editors later said they had a number of concerns
about the quality of the writing, and requested changes which Sokal
refused. They decided to publish it anyway, considering Sokal to be
an example of a "difficult, uncooperative author," noting these
were "well known to journal editors". The "Science Wars" issue was
published in May 1996.
Fallout
In
Lingua Franca, Sokal pointed out the absurdity of his
paper, and concluded that the journal ignored
intellectual rigor and "felt comfortable
publishing an article on quantum physics without bothering to
consult anyone knowledgeable in the subject."
In their defense, the editors of
Social Text stated that
they believed that the article "was the earnest attempt of a
professional scientist to seek some kind of affirmation from
postmodern philosophy for developments in his field" and that "its
status as parody does not alter substantially our interest in the
piece itself as a symptomatic document." After criticizing his
writing, they charged Sokal with
unethical
behavior by trying to "trick" the editors.
Sokal argued that their response illustrated the problem he hoped
to demonstrate; the journal published the article not on the basis
of whether it was correct or made sense, but simply because of who
wrote it and how it sounded. The editors admitted this in their
response, stating that they thought it was a bad article, but
published it anyway because they felt he was seeking affirmation
from them.
In 1998, Sokal co-authored
Fashionable Nonsense: Postmodern
Intellectuals' Abuse of Science (originally published in
French as
Impostures
Intellectuelles and in English outside the U.S. as
Intellectual
Imposters) with
Jean
Bricmont. The book contains a long list of extracts of writings
from well-known
intellectuals
containing what Sokal and Bricmont characterize as blatant abuses
of scientific terminology. Finally, Sokal and Bricmont give a
critical summary of
postmodernism and
finish by criticizing the
strong
program of
social
constructionism in the
sociology of scientific
knowledge.
Postmodern philosopher
Fred Newman
responded to the Sokal affair in his paper "Science Can Do Better
than Sokal: A commentary on the So-called Science Wars," presented
at a conference in Spring 1997 on Postmodernism and the Social
Sciences, at the
New
School for Social Research, where Sokal was a participant.
Newman calls for a coming together of science and
postmodernism—arguing that postmodernism is not a critique of
science,
per se, but of the inappropriate application of
the scientific paradigm to psychology.
The affair spilled out of academia and into the mainstream press,
and commentators are divided on the level of its consequences.
Anthropologist
Bruno Latour, one of
those singled out by Sokal in his later book, has described the
whole affair as a "
tempest in a tea
cup." Mathematician
Gabriel
Stolzenberg, however, has written a number of essays with the
stated purpose of debunking the claims made by Sokal and his
allies. He argues that Sokal and company do not possess a
sufficient understanding of the philosophical positions that they
criticize and that this lack of understanding renders their
criticisms meaningless. Bricmont and Sokal replied to Stolzenberg
in the journal
Social Studies of Science, pointing out
what they claimed were "tendentious misrepresentations" of their
work and critiquing Stolzenberg's commentary on the
strong program. Stolzenberg replied in the
same issue, arguing that both the critique and the allegations of
misrepresentation were based on misreadings. He advised readers to
examine the arguments on each side slowly and skeptically, bearing
in mind the dictum that the obvious is sometimes the enemy of the
true.
The controversy also had implications for
peer review, at least as far as
Social
Text was concerned. At the time of Sokal's hoax,
Social
Text was not a peer-reviewed journal; its editors believed
that a more open editorial policy would promote more original, less
conventional research.
Social Text's editors argue that,
in this context, Sokal's work was a deliberate fraud and betrayal
of that trust. They further note that scientific peer review does
not necessarily detect fraud either, in light of the later
Schön scandal,
Bogdanov Affair, and other instances of poor
science achieving publication.
In 2006
social scientist Harry Collins reported a quantitative
experiment examining whether he could pass as a physicist.Based on
short questions and answers, not all physicists were able to
distinguish the social scientist's writings from those of real
physicists.
Similar affairs
- SCIgen program: In an event which has
been compared to the Sokal affair, a paper randomly generated by
the SCIgen program was accepted as a
non-peer-reviewed paper for presentation at the 2005 World
Multi-Conference on Systemics, Cybernetics and Informatics
(WMSCI). The conference announced the prank
article's non-reviewed acceptance even though none of the article's
three assigned reviewers had submitted a response. The three MIT
graduate students responsible for the hoax said
they were unaware of the Sokal affair until after they had
submitted the article.
- Bogdanov Affair: an event in
theoretical physics once called
a reverse-Sokal controversy.
- Jan Hendrik Schön:
published not one but 28 papers in Nature, Science and Physical
Review that were pure frauds, although they were logical and
consistent with the data he fabricated.
- Rosenhan experiment:
involving the admission of healthy 'pseudopatients' to twelve
psychiatric hospitals.
- The Report From Iron
Mountain: a hoax report purportedly leaked from a government
think tank.
- Project Alpha: hoax by James Randi on a psychic foundation.
- Atlanta Nights: a similar hoax by
a group of pro authors on a vanity press.
- Ern Malley: a similar hoax involving
modernist poetry.
- Disumbrationism: a similar hoax
involving modern art.
- Spectra: A Book of Poetic
Experiments: another hoax involving modernist poetry.
- Nat Tate: a hoax on the art world by
William Boyd in 1998.
See also
References
Notes
- Supersitition, pg. 6
- Andrew Ross , "A discussion of Jacques Derrida and
Deconstruction", 24 May 1996
- Gabriel Stolzenberg, "Debunk: Expose as a Sham or False"
- "Reply to Gabriel Stolzenberg", Social
Studies of Science
- http://math.bu.edu/people/nk/rr/reply_to_bs.pdf
- See also *
Bibliography
- Gross, Paul R. and Levitt, Norman.
Higher Superstition: The Academic Left and Its Quarrels With
Science. Baltimore: Johns Hopkins University Press, 1994.
ISBN 0-8018-4766-4
- Ross, Andrew, ed. Science Wars. Duke University Press,
1996. ISBN 0-8223-1881-4.
- Sokal, Alan D. and Bricmont, Jean. Impostures
Intellectuelles. Editions Odile Jacob, 1997.
- Sokal, Alan D. and Bricmont, Jean. Fashionable Nonsense: Postmodern
Intellectuals' Abuse of Science. Picador USA: New York,
1998. ISBN 0-312-19545-1
- Editors of Lingua Franca. The Sokal Hoax: The Sham That
Shook the Academy. University of Nebraska Press, 2000. ISBN
0-8032-7995-7
- Callon, Michel 1999 "Whose Impostures? Physicists at War with
the Third Person", Social Studies of Science 29(2):
261-86.
External links