The
Tristan chord is a
chord made up of the
notes
F, B, D and G . More generally, it can be any chord that consists
of these same
interval:
augmented fourth,
augmented sixth, and
augmented second above a
root. It is so named as it is the very first
chord heard in
Richard Wagner's
opera Tristan und Isolde.
At the time
Tristan und Isolde was first heard, this chord
was considered innovative and daring:

(
MIDI file)
This
motif also appears in measures 6,
10, and 12, several times later in the work and at the end of the
last act. Much has been written about its possible harmonic
functions or voice leading (melodic function), and the motif has
been interpreted in various ways. For instance, Vogel (1962, p. 12)
points out the "chord" in earlier works by
Guillaume de Machaut,
Carlo Gesualdo,
Bach,
Mozart,
Beethoven, or
Louis Spohr (Vogel 1962: 12), as in the
following example from Beethoven's
Piano Sonata No. 18, tempo
allegro
(see *):

Beethoven's
Sonata Op.
What makes the Tristan motif different in the eyes of many analysts
is its duration; in the Beethoven example the E resolves to D in
approximately a quarter of the time it takes the G to "resolve" to
the A in the Wagner. In Beethoven the simultaneity may be
considered to consist partly of nonchord tones and is not a chord
or harmonic entity in itself. The Tristan chord is often taken to
be of great significance in the move away from traditional
tonal harmony and even
towards
atonality; with this chord, Wagner
actually provoked the
sound or
structure of
musical harmony to become more predominant than its
function, a notion which was soon after to be explored by
Debussy and others. "The Tristan
chord is," in the words of
Robert
Erickson (1975, p.18), "among other things, an identifiable
sound, an entity beyond its functional qualities in a tonal
organization."
Analysis
Although at the same time enharmonically
sounding like the half-diminished chord F-A -C -E , it
can also be interpreted as the suspended altered
subdominant II: B-D -F-A (the G being the
suspension in the
key of A minor).
Jean-Jacques Nattiez writes that
musical analyses are determined by analytical situations especially
in regard to the tripartition,
plot, and
transcendent principles. Regarding
the Tristan chord, the situations discussed here include what the
analyst believes happens with the chord later in
Tristan and
Isolde, and relate to the possible belief in only three
harmonic functions, or in functional successions determination by
the
circle of fifths.
Motif
According to J. Chailley (1963, p.40), "it is rooted in a simple
dominant chord of A
minor [E major], which includes two
appoggiaturas resolved in the normal way":

Tristan chord as dominant with
appoggiaturas
Thus in this view it is not a chord but an anticipation of the
dominant chord in measure three. He explains (1963, p.8):
"
Tristan's chromaticism, grounded in appoggiaturas and
passing notes, technically and spiritually represents an
apogee
of tension. I have never been able to understand how the
preposterous idea that
Tristan could be made the prototype
of an
atonality grounded in destruction of all tension
could possibly have gained credence. This was an idea that was
disseminated under the (hardly disinterested) authority of
Schoenberg, to the point where Alban Berg could cite the Tristan
Chord in the
Lyric Suite, as a kind of homage to a
precursor of atonality. This curious conception could not have been
made except as the consequence of a destruction of normal
analytical reflexes leading to an artificial isolation of an
aggregate in part made up of foreign notes, and to consider it—an
abstraction out of context—as an organic whole. After this, it
becomes easy to convince naive readers that such an aggregation
escapes classification in terms of harmony textbooks."
Chord
Nattiez (1990, p.219-29) distinguishes between functional and
nonfunctional analyses of the chord.
Functional analyses
Functional analyses include interpreting the chord's root as on:
- the fourth scale degree (IV) of A minor (D, according to Arend
"a modified minor seventh chord" F-B-D -G → F-C -E -A → F-B-D-A =
D-F-A, according to Lorenz an augmented sixth chord F-A-D ) (Arend,
Riemann, D'Indy, Lorenz, Deliège, Gut), based after Riemann on the
transcendent principle that
there are only three functions, tonic, subdominant, and dominant
(I, IV, and V);
- the second degree (II) of A minor (B) (Piston, Walter 1941, Goldman 1965) (Schoenberg, Arnold, 1954), as a French sixth (F-A-B-D ),
based on the transcendent principle of closeness on the circle of fifths with IV being farther than
II, with G seen as an accented passing tone, or
- as a secondary dominant (V/V=B, five of five, A=I, V=E), and
thus also with a root on B (Ergo 1921, Kurth 1920, Distler 1940),
favoring the fifth motion B to E and seeing the chord as a seventh
chord with lowered fifth (B-D (D )-F -A).
D'Indy (1903, p. 117), who analyses
the chord as on IV after Riemann's transcendent principle (as
phrased by Serge Gut: "the most classic succession in the world:
Tonic, Subdominant, Dominant" (1981, p.150)) and rejects the idea
of an added "lowered seventh", eliminates, "all artificial,
dissonant notes, arising solely from the melodic motion of the
voices, and therefore foreign to the chord," finding that the
Tristan chord is "no more than a subdominant in the key of A,
collapsed in upon itself melodically, the harmonic progression
represented thus:

D'Indy Tristan chord IV
6 in
IV
6-V
This is the simplest in the world," just a sophisticated sixth
chord.
Deliège, independently, sees the G as an
appoggiatura to A, describing that
Nonfunctional analyses
Nonfunctional analyses are based on structure (rather than
function), and are characterized as vertical characterizations or
linear analyses. Vertical characterizations include interpreting
the chord's root as on the
- seventh degree (VII) (Ward 1970, Sadai 1980), of F minor (E )
(Kistler 1879, Jadassohn 1899)
Linear analyses include that of Noske (1981: 116-17) and
Schenker was the first to analyse the
motif entirely through melodic concerns. Schenker and later
Mitchell compare the Tristan chord to a dissonant contrapuntal
gesture from the E minor fugue of
The Well-Tempered
Clavier, Book I (cf. Schenker 1925-1930 II: 29).
William Mitchell, from a Schenkerian perspective, does not see the
G as an
appoggiatura because the
melodic line (oboe: G -A-A -B) ascends to B, making the A a passing
note. This ascent by minor third is mirrored by the descending line
(
cello: F-E-D ,
English horn: D), a descent by minor third,
making the D , like A , an
appoggiatura. This makes the chord a
diminished seventh (G
-B-D-F).
Serge Gut (1981, p.150), argues that, "if one focuses essentially
on melodic motion, one sees how its dynamic force creates a sense
of an
appoggiatura each time, that is,
at the beginning of each measure, creating a mood both feverish and
tense ... thus in the soprano motif, the G and the A are heard as
appoggiaturas, as the F and D in the initial motif." The chord is
thus a minor chord with added sixth (D-F-A-B) on the fourth degree
(IV), though it is engendered by melodic waves.
Allen Forte, who (1988, p.328) identifies the chord as an atonal
set, 4-27 (half-diminished seventh chord) but then "elect[s] to
place that consideration in a secondary, even tertiary position
compared to the most dynamic aspect of the opening music, which is
clearly the large-scale ascending motion that develops in the upper
voice, in its entirety a linear projection of the Tristan Chord
transposed to level three, g '-b'-d"-f "."
Schoenberg (1911, p.284) describes it as a "wandering chord
[vagierender Akkord]... it can come from anywhere."
Wagner's opinion
After summarizing the above analyses Nattiez indicates that the
context of the Tristan chord is A minor, and that analyses which
say the key is E or E are "wrong". He privileges analyses of the
chord as on the second degree (II). He then supplies a
Wagner-approved analysis, that of Czech professor
K. Mayrberger
(1878), who "places the chord on the second degree, and interprets
the G as an
appoggiatura. But above all,
Mayrberger considers the attraction between the E and the real bass
F to be paramount, and calls the Tristan chord a
Zwitterakkord (a bisexual or androgynous chord), whose F
is controlled by the key of A minor, and D by the key of E minor."
According to
Hans von Wolzogen,
Wagner, "with considerable delight believed he had found in this
heretofore unknown man from faraway Hungary the theorist he had
long been waiting for."
Responses and influences
The chord and the figure surrounding it is well enough known to
have been
parodied and quoted by a number
of later musicians.
Berg also quotes it
in his
Lyric Suite for
string quartet, deriving the figure from his
twelve-tone compositional material. Arthur
Sullivan uses the chord (re-spelling it as a chord of F seventh
with a flattened fifth) during a recitative in his operetta
H.M.S. Pinafore, and Debussy includes the
chord in a setting of the phrase 'je suis triste' in his opera
Pelléas et
Mélisande. Debussy also jokily quotes the opening bars of
Wagner's opera several times in "
Golliwogg's
Cakewalk" from his piano suite
Children's Corner.
More recently,
American
composer and
humorist Peter Schickele crafted a
tango around this same figure, a chamber work for four bassoons entitled Last Tango in Bayreuth.It
is also used by
Paul Lansky in his piece
"
Mild und Leise," which was later
sampled by
Radiohead for their song
"
Idioteque" on their
Kid
A album.
The Brazilian conductor and composer
Flavio Chamis wrote
Tristan Blues, a
composition based on the Tristan chord. The work, for harmonica and
piano was recorded on the CD "Especiaria"
[63490], released in Brazil by the Biscoito
Fino label. Flavio Chamis found an intriguing relation between the
Tristan chord/resolution and the blues scale - much used in jazz -
in which all have practically the same notes.
In 1993, the opening theme was used in the film "32 Short Films
About Glenn Gould" in the scene on Lake Simcoe as performed by the
NBC Philharmonic Orchestra, conducted by Arturo Toscanini (recorded
1952). Gould had been a fan of Wagner and adapted some of his music
to piano, one of Gould's rare recordings from the Romantic
Period.
See also
Sources
Footnotes
Notations
- Vogel (1962). Cited in Nattiez (1990).
Further reading
- Bailey, Robert (1986). Prelude and Transfiguration from
Tristan and Isolde (Norton Critical Scores). Contains complete
orchestral score, together with extensive discussion of the Prelude
(especially the chord), Wagner's sketches, and leading essays by
various analysts.
- Hofmann-Engl, Ludger (2008). The Tristan Chord in Context.
- Ünlü, Altug (2003). The Tristan Chord.
- Kurth, Ernest (1920). Romantische Harmonik und ihre Krise
in Wagners "Tristan".
- Magee, Bryan (2000). The Tristan Chord: Wagner and
Philosophy.
- Nattiez, Jean-Jacques (1990). Wagner androgyne.
Contains discussion of the Tristan chord as "androgynous".
- Vogel, Martin (1962). Der Tristan-Akkord und die Krise der
modernen Harmonielehre. Titled in response to Kurth
(1920).